utilitarianism

/yooh til'i tair"ee euh niz'euhm/, n.

the ethical doctrine that virtue is based on utility, and that conduct should be directed toward promoting the greatest happiness of the greatest number of persons.

[1820-30; UTILITARIAN + -ISM]

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Ethical principle according to which an action is right if it tends to maximize happiness, not only that of the agent but also of everyone affected.

Thus, utilitarians focus on the consequences of an act rather than on its intrinsic nature or the motives of the agent (see consequentialism). Classical utilitarianism is hedonist, but values other than, or in addition to, pleasure (ideal utilitarianism) can be employed, or

more neutrally, and in a version popular in economics

anything can be regarded as valuable that appears as an object of rational or informed desire (preference utilitarianism). The test of utility maximization can also be applied directly to single acts (act utilitarianism), or to acts only indirectly through some other suitable object of moral assessment, such as rules of conduct (rule utilitarianism). Jeremy Bentham's Introduction to the Principles of Morals and Legislation (1789) and John Stuart Mill's Utilitarianism (1863) are major statements of utilitarianism.

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▪ philosophy

Introduction

      in normative ethics, a tradition stemming from the late 18th- and 19th-century English philosophers and economists Jeremy Bentham (Bentham, Jeremy) and John Stuart Mill (Mill, John Stuart) that an action is right if it tends to promote happiness and wrong if it tends to produce the reverse of happiness—not just the happiness of the performer of the action but also that of everyone affected by it. Such a theory is in opposition to egoism, the view that a person should pursue his own self-interest, even at the expense of others, and to any ethical theory that regards some acts or types of acts as right or wrong independently of their consequences. Utilitarianism also differs from ethical theories that make the rightness or wrongness of an act dependent upon the motive of the agent; for, according to the Utilitarian, it is possible for the right thing to be done from a bad motive.

The nature of Utilitarianism

 Utilitarianism is an effort to provide an answer to the practical question “What ought a man to do?” Its answer is that he ought to act so as to produce the best consequences possible.

Basic concepts

      In the notion of consequences the Utilitarian includes all of the good and bad produced by the act, whether arising after the act has been performed or during its performance. If the difference in the consequences of alternative acts is not great, some Utilitarians do not regard the choice between them as a moral issue. According to Mill, acts should be classified as morally right or wrong only if the consequences are of such significance that a person would wish to see the agent compelled, not merely persuaded and exhorted, to act in the preferred manner.

      In assessing the consequences of actions, Utilitarianism relies upon some theory of intrinsic value (axiology): something is held to be good in itself, apart from further consequences, and all other values are believed to derive their worth from their relation to this intrinsic good as a means to an end. Bentham and Mill were hedonists; i.e., they analyzed happiness as a balance of pleasure over pain and believed that these feelings alone are of intrinsic value and disvalue. Utilitarians also assume that it is possible to compare the intrinsic values produced by two alternative actions and to estimate which would have better consequences. Bentham believed that a hedonic calculus is theoretically possible. A moralist, he maintained, could sum up the units of pleasure and the units of pain for everyone likely to be affected, immediately and in the future, and could take the balance as a measure of the overall good or evil tendency of an action. Such precise measurement as Bentham envisioned is perhaps not essential, but it is nonetheless necessary for the Utilitarian to make some interpersonal comparisons of the values of the effects of alternative courses of action.

Methodologies

      As a normative (normative ethics) system providing a standard by which an individual ought to act and by which the existing practices of society, including its moral code, ought to be evaluated and improved, Utilitarianism cannot be verified or confirmed in the way in which a descriptive (comparative ethics) theory can; but it is not regarded by its exponents as simply arbitrary. Bentham believed that only in terms of a Utilitarian interpretation do words such as “ought,” “right,” and “wrong” have meaning and that whenever anyone attempts to combat the principle of utility, he does so with reasons drawn from the principle itself. Bentham and Mill both believed that human actions are motivated entirely by pleasure and pain; and Mill saw that motivation as a basis for the argument that, since happiness is the sole end of human action, the promotion of happiness is the test by which to judge all human conduct.

      One of the leading Utilitarians of the late 19th century, a Cambridge philosopher, Henry Sidgwick (Sidgwick, Henry), rejected their theories of motivation as well as Bentham's theory of the meaning of moral terms and sought to support Utilitarianism by showing that it follows from systematic reflection on the morality of “common sense (common sense, philosophy of).” Most of the requirements of commonsense morality, he argued, could be based upon Utilitarian considerations. In addition, he reasoned that Utilitarianism could solve the difficulties and perplexities that arise from the vagueness and inconsistencies of commonsense doctrines.

      Most opponents of Utilitarianism have held that it has implications contrary to their moral intuitions—that considerations of utility, for example, might sometimes sanction the breaking of a promise. Much of the defense of Utilitarian ethics has consisted in answering these objections, either by showing that Utilitarianism does not have the implications that they claim it has or by arguing against the moral intuitions of its opponents. Some Utilitarians, however, have sought to modify the Utilitarian theory to account for the objections.

Criticisms

      One such criticism is that, although the widespread practice of lying and stealing would have bad consequences, resulting in a loss of trustworthiness and security, it is not certain that an occasional lie to avoid embarrassment or an occasional theft from a rich man would not have good consequences, and thus be permissible or even required by Utilitarianism. But the Utilitarian readily answers that the widespread practice of such acts would result in a loss of trustworthiness and security. To meet the objection to not permitting an occasional lie or theft, some philosophers have defended a modification labelled “rule” Utilitarianism. It permits a particular act on a particular occasion to be adjudged right or wrong according to whether it is in accordance with or in violation of a useful rule; and a rule is judged useful or not by the consequences of its general practice. Mill has sometimes been interpreted as a “rule” Utilitarian, whereas Bentham and Sidgwick were “act” Utilitarians.

      Another objection, often posed against the hedonistic value theory held by Bentham, holds that the value of life is more than a balance of pleasure over pain. Mill, in contrast to Bentham, discerned differences in the quality of pleasures that made some intrinsically preferable to others independently of intensity and duration (the quantitative dimensions recognized by Bentham). Some philosophers in the Utilitarian tradition have recognized certain wholly nonhedonistic values without losing their Utilitarian credentials. A British philosopher, G.E. Moore (Moore, G E), a pioneer of 20th-century Analysis (analytic philosophy), regarded many kinds of consciousness—including love, knowledge, and the experience of beauty—as intrinsically valuable independently of pleasure, a position labelled “ideal” Utilitarianism. Even in limiting the recognition of intrinsic value and disvalue to happiness and unhappiness, some philosophers have argued that those feelings cannot adequately be further broken down into terms of pleasure and pain and have thus preferred to defend the theory in terms of maximizing happiness and minimizing unhappiness. It is important to note, however, that even for the hedonistic Utilitarians, pleasure and pain are not thought of in purely sensual terms; pleasure and pain for them can be components of experiences of all sorts. Their claim is that, if an experience is neither pleasurable nor painful, then it is a matter of indifference and has no intrinsic value.

      Another objection to Utilitarianism is that the prevention or elimination of suffering should take precedence over any alternative act that would only increase the happiness of someone already happy. Some recent Utilitarians have modified their theory to require this focus or even to limit moral obligation to the prevention or elimination of suffering—a view labelled “negative” Utilitarianism.

Historical survey

      The ingredients of Utilitarianism are found in the history of thought long before Bentham.

Antecedents of Utilitarianism among the ancients

      A hedonistic theory of the value of life is found in the early 5th century BC in the ethics of Aristippus of Cyrene, founder of the Cyrenaic school, and 100 years later in that of Epicurus, founder of an ethic of retirement, and their followers in ancient Greece. The seeds of ethical universalism are found in the doctrines of the rival ethical school of Stoicism and in Christianity.

Growth of classical English Utilitarianism

      In the history of English philosophy, some historians have identified Bishop Richard Cumberland (Cumberland, Richard), a 17th-century moral philosopher, as the first to have a Utilitarian philosophy. A generation later, however, Francis Hutcheson (Hutcheson, Francis), a British “moral sense” theorist, more clearly held a Utilitarian view. He not only analyzed that action as best that “procures the greatest happiness for the greatest numbers” but proposed a form of “moral arithmetic” for calculating the best consequences. The Skeptic David Hume (Hume, David), Scotland's foremost philosopher and historian, attempted to analyze the origin of the virtues in terms of their contribution to utility. Bentham himself said that he discovered the principle of utility in the 18th-century writings of various thinkers: of Joseph Priestley (Priestley, Joseph), a dissenting clergyman famous for his discovery of oxygen; of the Frenchman Claude-Adrien Helvétius (Helvétius, Claude-Adrien), author of a philosophy of mere sensation; of Cesare Beccaria (Beccaria, Cesare), an Italian legal theorist; and of Hume. Helvétius probably drew from Hume, and Beccaria from Helvétius.

      Another strand of Utilitarian thought took the form of a theological ethics. John Gay, a biblical scholar and philosopher, held the will of God to be the criterion of virtue; but from God's goodness he inferred that God willed that men promote human happiness.

      Bentham, who apparently believed that an individual in governing his own actions would always seek to maximize his own pleasure and minimize his own pain, found in pleasure and pain both the cause of human action and the basis for a normative criterion of action. The art of governing one's own actions Bentham called “private ethics.” The happiness of the agent is the determining factor; the happiness of others governs only to the extent that the agent is motivated by sympathy, benevolence, or interest in the good will and good opinion of others. For Bentham, the greatest happiness of the greatest number would play a role primarily in the art of legislation (political philosophy), in which the legislator would seek to maximize the happiness of the entire community by creating an identity of interests between each individual and his fellows. By laying down penalties for mischievous acts, the legislator would make it unprofitable for a man to harm his neighbour. Bentham's major philosophical work, An Introduction to the Principles of Morals and Legislation (1789), was designed as an introduction to a plan of a penal code.

 With Bentham, Utilitarianism became the ideological foundation of a reform movement, later known as “philosophical radicalism (philosophical radical),” that would test all institutions and policies by the principle of utility. Bentham attracted as his disciples a number of younger (earlier 19th-century) men. They included David Ricardo (Ricardo, David), who gave classical form to the science of economics; John Stuart Mill's father, James Mill (Mill, James); and John Austin, a legal theorist. James Mill argued for representative government and universal male suffrage on Utilitarian grounds; he and other followers of Bentham were advocates of parliamentary reform in England in the early 19th century. John Stuart Mill was a spokesman for women's suffrage, state-supported education for all, and other proposals that were considered radical in their day. He argued on Utilitarian grounds for freedom of speech and expression and for the noninterference of government or society in individual behaviour that did not harm anyone else. Mill's essay “Utilitarianism,” published in Fraser's Magazine (1861), is an elegant defense of the general Utilitarian doctrine and perhaps remains the best introduction to the subject. In it Utilitarianism is viewed as an ethics for ordinary individual behaviour as well as for legislation.

Late 19th- and 20th-century Utilitarianism

      By the time Sidgwick (Sidgwick, Henry) wrote, Utilitarianism had become one of the foremost ethical theories of the day. His Methods of Ethics (1874), a comparative examination of egoism, the ethics of common sense, and Utilitarianism, contains the most careful discussion to be found of the implications of Utilitarianism as a principle of individual moral action.

      The 20th century has seen the development of various modifications and complications of the Utilitarian theory. G.E. Moore (Moore, G E) argued for a set of ideals extending beyond hedonism by proposing that one imaginatively compare universes in which there are equal quantities of pleasure but different amounts of knowledge and other such combinations. He felt that he could not be indifferent toward such differences. The recognition of “act” Utilitarianism and “rule” Utilitarianism as explicit alternatives was stimulated by the analysis of moral reasoning in “rule” Utilitarian terms by Stephen Toulmin (Toulmin, Stephen Edelston), a British philosopher of science and moralist, and by Patrick Nowell-Smith, a moralist of the Oxford linguistic school; by the interpretation of Mill as a “rule” Utilitarian by another Oxford Analyst, J.O. Urmson; and by the analysis by John Rawls (Rawls, John), a Harvard moral philosopher, of the significance for Utilitarianism of two different conceptions of moral rules. “Act” Utilitarianism, on the other hand, has been defended by J.J.C. Smart, a British-Australian philosopher.

Effects of Utilitarianism in other fields

      The influence of Utilitarianism has been widespread, permeating the intellectual life of the last two centuries. Its significance in law, politics, and economics is especially notable.

      The Utilitarian theory of the justification (penology) of punishment stands in opposition to the “retributive” theory, according to which punishment is intended to make the criminal “pay” for his crime. According to the Utilitarian, the rationale of punishment is entirely to prevent further crime by either reforming the criminal or protecting society from him and to deter others from crime through fear of punishment.

      In its political philosophy Utilitarianism bases the authority of government and the sanctity of individual rights upon their utility, thus providing an alternative to theories of natural law, natural rights, or social contract. What kind of government is best thus becomes a question of what kind of government has the best consequences—an assessment that requires factual premises regarding human nature and behaviour.

      Generally, Utilitarians have supported democracy as a way of making the interest of government coincide with the general interest; they have argued for the greatest individual liberty compatible with an equal liberty for others on the ground that each individual is generally the best judge of his own welfare; and they have believed in the possibility and the desirability of progressive social change through peaceful political processes.

      With different factual assumptions, however, Utilitarian arguments can lead to different conclusions. If the inquirer assumes that a strong government is required to check man's basically selfish interests and that any change may threaten the stability of the political order, he may be led by Utilitarian arguments to an authoritarian or conservative position. On the other hand, William Godwin (Godwin, William), an early 19th-century political philosopher, assumed the basic goodness of human nature and argued that the greatest happiness would follow from a radical alteration of society in the direction of anarchistic communism.

      Classical economics received some of its most important statements from Utilitarian writers, especially Ricardo and John Stuart Mill. Ironically, its theory of economic value was framed primarily in terms of the cost of labour in production rather than in terms of the use value, or utility, of commodities. Later developments more clearly reflected the Utilitarian philosophy. William Jevons (Jevons, William Stanley), one of the founders of the marginal utility school of analysis, derived many of his ideas from Bentham; and “welfare economics,” while substituting comparative preferences for comparative utilities, reflected the basic spirit of the Utilitarian philosophy. In economic policy, the early Utilitarians had tended to oppose governmental interference in trade and industry on the assumption that the economy would regulate itself for the greatest welfare if left alone; later Utilitarians, however, lost confidence in the social efficiency of private enterprise and were willing to see governmental power and administration used to correct its abuses.

      As a movement for the reform of social institutions, 19th-century Utilitarianism was remarkably successful in the long run. Most of their recommendations have since been implemented unless abandoned by the reformers themselves; and, equally important, Utilitarian arguments are now commonly employed to advocate institutional or policy changes.

Summary and evaluation

      As an abstract ethical doctrine, Utilitarianism has established itself as one of the small number of live options that must be taken into account and either refuted or accepted by any philosopher taking a position in normative ethics. In contemporary discussion it has been divorced from adventitious involvements with the analysis of ethical language and with the psychological theory with which it was presented by Bentham. Utilitarianism now appears in various modified and complicated formulations. Bentham's ideal of a hedonic calculus is usually considered a practical if not a theoretical impossibility. Present-day philosophers have noticed further problems in the Utilitarian procedures. One of them, for example, is with the process of identifying the consequences of an act—a process that raises conceptual as well as practical problems as to what are to be counted as consequences, even without precisely quantifying the value of those consequences. The question may arise whether the outcome of an election is a consequence of each and every vote cast for the winning candidate if he receives more than the number necessary for election; and in estimating the value of the consequences, one may ask whether the entire value or only a part of the value of the outcome of the election is to be assigned to each vote. There is also difficulty in the procedure of comparing alternative acts. If one act requires a longer period of time for its performance than another, one may ask whether they can be considered alternatives. Even what is to count as an act is not a matter of philosophical consensus.

      These problems, however, are common to almost all normative ethical theories since most of them recognize the consequences—including the hedonic—of an act as being relevant ethical considerations. The central insight of Utilitarianism, that one ought to promote happiness and prevent unhappiness whenever possible, seems undeniable. The critical question, however, is whether the whole of normative ethics can be analyzed in terms of this simple formula.

Henry R. West

Additional Reading

The classical texts on Utilitarianism are Jeremy Bentham, An Introduction to the Principles of Morals and Legislation (1789; 2nd ed., 1823); John Stuart Mill, Utilitarianism (1861; 4th ed., 1871); Henry Sidgwick, The Methods of Ethics (1874; 7th ed., 1907); G.E. Moore, Principia Ethica (1903) and Ethics (1912); D.D. Raphael (ed.), British Moralists: 1650–1800, 2 vol. (1969), containing selected readings. Useful anthologies include Mary Peter Mack (ed.), A Bentham Reader (1969); J.B. Schneewind (ed.), Mill's Ethical Writings (1965); Samuel Gorovitz (ed.), Utilitarianism: John Stuart Mill with Critical Essays (1971).Secondary, historical, and contemporary studies include David Lyons, Jeremy Bentham (1972); Ernest Albee, A History of English Utilitarianism (1902, reprinted 1957); Leslie Stephen, The English Utilitarians, 3 vol. (1900, reprinted 1968); Elie Halevy, La Formation du radicalisme philosophique, 3 vol. (1901–04; Eng. trans., The Growth of Philosophical Radicalism, 1928); J.P. Plamenatz, The English Utilitarians (1949); J.B. Schneewind (ed.), Mill: A Collection of Critical Essays (1968); Stephen Toulmin, An Examination of the Place of Reason in Ethics (1950); P.H. Nowell-Smith, Ethics, ch. 16 (1954); Richard Brandt, Ethical Theory, ch. 12–15 (1959); David Lyons, Forms and Limits of Utilitarianism (1965); Jan Narveson, Morality and Utility (1967); Michael D. Bayles (ed.), Contemporary Utilitarianism (1968); J.J.C. Smart, An Outline of a System of Utilitarian Ethics (1961). Donald Regan, Utilitarianism and Cooperation (1980), a presentation of a new utilitarian theory with a good survey of disputes among utilitarians.

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