- registered representative
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an employee of a member firm of a stock exchange, authorized to execute orders for the clients of the firm.
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Universalium. 2010.
registered representative
Look at other dictionaries:
registered representative — n. A person who has met certain qualifications and is allowed by the Securities and Exchange Commission to sell securities to the general public. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… … Law dictionary
Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… … Wikipedia
Registered Representative - RR — A person who works for a brokerage company that is licensed by the Securities and Exchange Commission (SEC) and acts as an account executive for clients trading investment products such as stocks, bonds and mutual funds. Also known as an account… … Investment dictionary
Registered representative — A person registered with the CFTC who is employed by, and soliciting business for, a commission house or futures commission merchant. The New York Times Financial Glossary … Financial and business terms
registered representative — A person registered with the CFTC who is employed by and solicits business for a commission house or futures commission merchant. Bloomberg Financial Dictionary A person employed by, and soliciting business for, a commission house or futures… … Financial and business terms
registered representative — noun someone in charge of a client s account for an advertising agency or brokerage or other service business • Syn: ↑account executive, ↑account representative, ↑customer s broker, ↑customer s man • Hypernyms: ↑businessperson, ↑bourgeois … Useful english dictionary
registered representative — A person who has met the qualifications set by law or regulations (of e.g. SEC and New York Stock Exchange) to sell securities to the public … Black's law dictionary
REGISTERED REPRESENTATIVE - зарегистрированный представитель — сотрудник брокерской фирмы, имеющий лицензию на операции с ценными бумагами … Глоссарий финансовых и биржевых терминов
representative — rep·re·sen·ta·tive 1 adj 1: serving to represent 2 a: standing or acting for another esp. through delegated authority an agent acting in a representative capacity b: of, based on, or constituting a government in which the people are represented… … Law dictionary
Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… … Wikipedia
