securities
61Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… …
62Securities Fraud Deterrence and Investor Restitution Act — The Securities Fraud Deterrence and Investor Restitution Act was USBill|108|H.R.|2179 and is a bill currently on the Union Calendar. Its official titles as introduced, is To enhance the authority of the Securities and Exchange Commission to… …
63securities lending — The temporary transfer of securities from an investor s portfolio to a counterparty borrower. The counterparty may borrow to cover securities transaction fails (securities sold but for some reason unavailable for delivery to the buyers), short… …
64Securities and Exchange Commission v. W. J. Howey Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. W. J. Howey Co. ArgueDate=May 2 ArgueYear=1946 DecideDate=May 27 DecideYear=1946 FullName=Securities and Exchange Commission v. W. J. Howey Co. et al. USVol=328 USPage=293 Citation=66… …
65Securities offering — A securities offering (or funding round or investment round) is a discrete round of investment, by which a business or other enterprise raises money to fund operations, expansion, a capital project, an acquisition, or some other business… …
66Securities Litigation Uniform Standards Act — The Securities Litigation Uniform Standards Act of 1998 (SLUSA) is a federal legislative act in the United States regarding private class action lawsuits for securities fraud. SLUSA amended portions of the Securities Act of 1933 and the… …
67Securities and Exchange Commission (Philippines) — See also Securities and Exchange Commission for other similarly named organizations The Philippine Securities and Exchange Commission (Filipino: Komisyon ng Paseguro at Palitan , commonly known as SEC) is a Philippine state commission responsible …
68securities loan — The loan of securities between brokers, often to cover a client s short sale; or a loan secured by marketable securities. Bloomberg Financial Dictionary Also securities lending / securities borrowing Euroclear Clearing and Settlement glossary… …
69Securities and Exchange Board of India — Infobox generic name = Securities and Exchange Board of India sub0 = Securities Market Regulatory Body in India | img1 = SEBI Bhavan.jpg width1 = 300px cap1 = SEBI Bhavan, Mumbai Headquarters of SEBI| hdr1 = Organization Details lbl1 =… …
70Securities Industry and Financial Markets Association — The Securities Industry and Financial Markets Association (SIFMA) is an industry trade group representing securities firms, banks, and asset management companies in the U.S., Europe, and Asia. SIFMA was formed on November 1, 2006, from the merger …
