securities
41securities exchange — UK US noun [C] FINANCE, STOCK MARKET ► SECURITIES MARKET(Cf. ↑securities market) …
42Securities Turnover Excise Tax — Securities Turnover Excise Tax=A Securities Turnover Excise Tax is a small tax on every stock, swap, derivative, or other trade.HistoryIn the US, it was used to successfully fund the Spanish American War… …
43securities house — Any type of organisation involved in securities, although usually the larger firms. Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010 …
44Securities and Futures Authority — (SFA) A former self regulating organisation that regulated firms dealing or arranging deals in stocks and shares, financial and commodity futures, options on securities and on foreign exchange. When the Financial Services and Markets Act 2000… …
45Securities Investor Protection Corporation — n. An organization established by federal statute to help brokers and dealers in corporate securities who find themselves in financial difficulties. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… …
46Securities an Exchange Commission — (SEC) A federal agency which monitors the securities industry. Short Dictionary of (mostly American) Legal Terms and Abbreviations …
47Securities Investors Protection Corporation — ( SIPC) A private corporation providing insurance to brokerage firms to cover customer accounts up to $500,000 in securities ( including $100,000 in cash). American Banker Glossary …
48Securities Masterfile — ( SMF) SMF provides up to date information on securities traded on UK and International markets. London Stock Exchange Glossary …
49securities commission — UK US noun ► FINANCE, STOCK MARKET an official organization responsible for the rules controlling the way bonds, shares, etc. are made available and traded in a particular country: »Investors protested, prompting the securities commission to… …
50Securities and Investment Board — (SIB) The former regulatory authority for investment business under the Financial Services Act 1986. The Financial Services Authority (FSA) replaced the SIB. FSA website …
