securities
21Securities Act of 1933 — A US statute which primarily regulates the offer and sale of securities by an issuer to the public in the US. It creates a mechanism for the registration of securities publicly offered and the use of a prospectus in connection with such a public… …
22securities account control agreement — USA The agreement in which a debtor (known as the entitlement holder), secured party and securities intermediary maintaining the securities account have agreed that the securities intermediary will comply with instructions (known as entitlement… …
23securities acts — n. Federal and state statutes that govern registration of and trade in corporate securities, including the Securities Act of 1933 and the Securities Exchange Act of 1934, administered by the Securities and Exchange Commission. The Essential Law… …
24Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …
25securities lending — also stock lending The outright transfer of securities against a promise to re transfer subsequently equivalent securities; the borrower transfers to the lender other securities or cash by way of collateral. Typically, the loan will be made to a… …
26Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …
27Securities Act — of 1933, as amended (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange …
28securities market — ➔ market1 * * * securities market UK US noun [C or U] (also securities exchange) ► FINANCE, STOCK MARKET a financial market where bonds, shares, etc. are made available and traded: »Anyone involved in the securities market must abide by the Code …
29Securities and Exchange Commission (disambiguation) — Securities and Exchange Commission may refer to:* Securities and Exchange Commission of Pakistan * Securities and Exchange Commission (Philippines) * Securities and Exchange Commission (Poland) * United States Securities and Exchange Commission …
30Securities Commission — (SC) (Malay: Suruhanjaya Sekuriti ) is a main governing body in Malaysia. The main headquarters is in Bukit Kiara near National Science Centre, Kuala Lumpur.The following is taken from the SC website and gives a brief description of SC s… …
