public+securities
71public offering — a sale of a new issue of securities to the general public through a managing underwriter (opposed to private placement): required to be registered with the Securities and Exchange Commission …
72Securities and Exchange Commission — (abbr the SEC) an independent US government organization responsible for controlling the financial markets and making sure that people and companies that deal on the stock exchange do not break the law. It investigates complaints and can take… …
73Securities and Exchange Commission (SEC) — U.S. regulatory commission established by Congress in 1934. Its purpose was to restore investor confidence by ending the misleading sales practices and stock manipulations that had led to the stock market s 1929 collapse (see Stock Market Crash… …
74Securities analysts — Related:financial analysts Securitization The process of creating a passthrough, such as the mortgage pass through security, by which the pooled assets become standard securities backed by those assets. Also, refers to the replacement of… …
75public company — A company that has held an initial public offering and whose shares are traded on a stock exchange or in the over the counter market. Public companies are subject to periodic filing and other obligations under the federal securities laws.… …
76Securities and Exchange Commission — SEC A US government agency established in 1934 to protect investors by regulating behaviour in the securities markets. Each year the SEC brings between 400–500 civil enforcement actions against individuals and companies that break the securities… …
77Securities and Exchange Commission — The federal agency which administers such laws as the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Public Utility Holding Company Act of 1935, the Investment Adviser s Act of 1940 and the… …
78Public offering — The sale of registered securities by the issuer (or the underwriters acting in the interests of the issuer) in the public market. Also called public issue. The New York Times Financial Glossary * * * public offering public offering ➔ offering * * …
79Public Utility Holding Company Act — Le Public Utility Holding Company Act ou PUHCA, littéralement la Loi sur les sociétés holdings chargées d un service public, est une loi votée en 1935 par le Congrès des États Unis pour renforcer la régulation des groupes opérant dans les… …
80public limited company — plc A company registered under the Companies Act as a public company. Its name must end with the initials ‘plc’ (or its Welsh equivalent, c.c.c.). It must have an authorized share capital of at least £50,000, of which at least £12,500 must be… …
