Charlemagne

/shahr"leuh mayn'/; Fr. /shannrdd leuh mannn"yeu/, n. ("Charles the Great")

A.D. 742-814, king of the Franks 768-814; as Charles I, emperor of the Holy Roman Empire 800-814.

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or Carolus Magnus ("Charles the Great")

born April 2, c. 742

died Jan. 28, 814, Aachen, Austrasia

King of the Franks (768–814) and emperor (800–14).

The elder son of the Frankish king Pippin III (the Short), he ruled the Frankish kingdom jointly with his brother Carloman until the latter's death in 771. He then became sole king of the Franks and began a series of campaigns to conquer and Christianize neighbouring kingdoms. He defeated and became king of the Lombards in northern Italy (774). His expedition against the Muslims in Spain failed (778), but he successfully annexed Bavaria (788). Charlemagne fought against the Saxons for many years, finally defeating and Christianizing them in 804. He subdued the Avars of the Danube and gained control of many of the Slav states. With the exception of the British Isles, southern Italy, and part of Spain, he united in one vast state almost all the Christian lands of western Europe. His coronation as emperor at Rome on Christmas Day, 800, after restoring Leo III to the papacy, marks the revival of the empire in Latin Europe and was the forerunner of the Holy Roman Empire. Charlemagne established his capital at Aachen (Aix-la-Chapelle), where he built a magnificent palace. He invited many scholars and poets to assist him in the promotion of the religious and cultural revival known as the Carolingian renaissance. He also codifed the laws and increased the use of writing in government and society. He was succeeded on his death by his son Louis the Pious, whom Charlemagne had crowned coemperor in 813. See also Carolingian dynasty.

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▪ Holy Roman emperor

Introduction

also called  Charles I , byname  Charles the Great , French  Charles le Grand , Latin  Carolus Magnus , German  Karl der Grosse 

born April 747

died January 28, 814, Aachen, Austrasia [now in Germany]

 king of the Franks (Frank) (768–814), king of the Lombards (774–814), and emperor (800–814).

Early years

      At the time of his birth, probably in April 747, his father, Pippin III the Short (Pippin III), was mayor of the palace, an official serving the Merovingian (Merovingian dynasty) king but actually wielding effective power over the extensive Frankish kingdom. What little is known about Charlemagne's youth suggests that he received practical training for leadership by participating in the political, social, and military activities associated with his father's court. His early years were marked by a succession of events that had immense implications for the Frankish position in the contemporary world. In 751, with papal approval, Pippin seized the Frankish throne from the last Merovingian king, Childeric III. After meeting with Pope Stephen II (Stephen II (or III)) at the royal palace of Ponthion in 753–754, Pippin forged an alliance with the pope by committing himself to protect Rome in return for papal sanction of the right of Pippin's dynasty to the Frankish throne. Pippin also intervened militarily in Italy in 755 and 756 to restrain Lombard threats to Rome, and in the so-called Donation of Pippin in 756 he bestowed on the papacy a block of territory stretching across central Italy which formed the basis of a new political entity, the Papal States, over which the pope ruled.

      When Pippin died in 768, his realm was divided according to Frankish custom between Charlemagne and his brother, Carloman. Almost immediately the rivalry between the two brothers threatened the unity of the Frankish kingdom. Seeking advantage over his brother, Charlemagne formed an alliance with Desiderius, king of the Lombards, accepting as his wife the daughter of the king to seal an agreement that threatened the delicate equilibrium that had been established in Italy by Pippin's alliance with the papacy. The death of Carloman in 771 ended the mounting crisis, and Charlemagne, disregarding the rights of Carloman's heirs, took control of the entire Frankish realm.

King of the Franks

The age of Charlemagne

      Charlemagne assumed rulership at a moment when powerful forces of change were affecting his kingdom. By Frankish tradition he was a warrior king, expected to lead his followers in wars that would expand Frankish hegemony and produce rewards for his companions. His Merovingian predecessors had succeeded remarkably well as conquerors, but their victories resulted in a kingdom made up of diverse peoples over which unified rule grew increasingly difficult. Complicating the situation for the Merovingian kings were both the insatiable appetite of the Frankish aristocracy for wealth and power and the constant partitioning of the Frankish realm that resulted from the custom of treating the kingdom as a patrimony to be divided among all the male heirs surviving each king. By the early 8th century these forces had reduced the Merovingian rulers to what their Carolingian successors dubbed “do nothing” kings. Real power had been assumed by an aristocratic dynasty, later called the Carolingians (Carolingian dynasty) after Charlemagne, which during the 7th century clawed its way to dominance by utilizing the office of mayor of the palace to establish control over the royal administration and royal resources and to build a following strong enough to fend off rival Frankish families seeking comparable power. During the 8th century the Carolingian mayors of the palace Charles Martel (714–741) and (prior to becoming king) Pippin III (741–751) increasingly turned their attention to activities aimed at checking the political fragmentation of the Frankish kingdom. Charlemagne was thus heir to a long tradition that measured a king by his success at war, which in turn required him to devise means of governance capable of sustaining control over an increasingly polyglot population.

      New forces were at work in the mid-8th century to complicate the traditional role of Frankish kingship. As a result of Pippin's reliance on the ecclesiastical authority to legitimate his deposition of the Merovingian dynasty and his usurpation of the royal office, the Carolingians had become, in the idiom of the time, rulers “by the grace of God,” a role that imposed on them new, not yet clearly defined powers and responsibilities. The assumption of that new burden came at a time when religious renewal was gathering momentum to add a new dimension to the forces defining, directing, and sustaining the Christian community. The 8th century witnessed intellectual and artistic stirrings throughout Latin Christendom which focused on reestablishing contact with the Classical and patristic past as a crucial requirement for the renewal of Christian society. The Frankish social system, which had been based on kinship ties, on bonds linking war leaders and their comrades in arms, and on ethnicity, was being overlaid by social bonds created when one individual commended himself to another, thereby accepting a condition of personal dependence that entailed the rendering of services to the superior in return for material considerations granted to the dependent party. Moreover, the world beyond Francia was being reshaped politically and economically by the decline of the Eastern Roman Empire, the triumphal advance of Arab forces and their Islamic religion across the Mediterranean world, and the threat posed by new invaders from Scandinavia, the Slavic world, and central Asia.

      The distinguishing mark of Charlemagne's reign was his effort to honour the age-old customs and expectations of Frankish kingship while responding creatively to the new forces impinging on society. His personal qualities served him well in confronting that challenge. The ideal warrior chief, Charlemagne was an imposing physical presence blessed with extraordinary energy, personal courage, and an iron will. He loved the active life—military campaigning, hunting, swimming—but he was no less at home at court, generous with his gifts, a boon companion at the banquet table, and adept at establishing friendships. Never far from his mind was his large family: five wives in sequence, several concubines, and at least 18 children over whose interests he watched carefully. Although he received only an elementary level of formal education, Charlemagne possessed considerable native intelligence, intellectual curiosity, a willingness to learn from others, and religious sensibility—all attributes which allowed him to comprehend the forces that were reshaping the world about him. These facets of his persona combined to make him a figure worthy of respect, loyalty, and affection; he was a leader capable of making informed decisions, willing to act on those decisions, and skilled at persuading others to follow him.

Military campaigns

 The first three decades of Charlemagne's reign were dominated by military campaigns, which were prompted by a variety of factors: the need to defend his realm against external foes and internal separatists, a desire for conquest and booty, a keen sense of opportunities offered by changing power relationships, and an urge to spread Christianity. His performance on the battlefield earned him fame as a warrior king in the Frankish tradition, one who would make the Franks a force in the world once contained in the Roman Empire.

      Charlemagne's most demanding military undertaking pitted him against the Saxons (Saxon), longtime adversaries of the Franks whose conquest required more than 30 years of campaigning (772 to 804). This long struggle, which led to the annexation of a large block of territory between the Rhine and the Elbe rivers, was marked by pillaging, broken truces, hostage taking, mass killings, deportation of rebellious Saxons, draconian measures to compel acceptance of Christianity, and occasional Frankish defeats. The Frisians, Saxon allies living along the North Sea east of the Rhine, were also forced into submission.

      While the conquest of Saxony was in progress, Charlemagne undertook other campaigns. As soon as he became sole king in 771, he repudiated his Lombard wife and his alliance with her father, King Desiderius. Soon after, in 773–774, he answered the appeals of Pope Adrian I (Adrian I) (772–795) for protection by leading a victorious expedition into Italy, which ended with his assumption of the Lombard crown and the annexation of northern Italy. During this campaign Charlemagne went to Rome to reaffirm the Frankish protectorate over the papacy and to confirm papal rights to the territories conceded by Charlemagne's father. Additional campaigns were required to incorporate the Lombard kingdom fully into the Frankish realm, however; an important step in that process came in 781, when Charlemagne created a subkingdom of Italy with his son Pippin as king.

      Concerned with defending southern Gaul from Muslim attacks and beguiled by promises of help from local Muslim leaders in northern Spain who sought to escape the authority of the Umayyad (Umayyad Dynasty) ruler of Cordoba, Charlemagne invaded Spain in 778. That ill-considered venture ended in a disastrous defeat of the retreating Frankish army by Gascon (Basque) forces, immortalized three centuries later in the epic poem The Song of Roland. Despite this setback, Charlemagne persisted in his effort to make the frontier in Spain more secure. In 781 he created a subkingdom of Aquitaine with his son Louis (Louis I) as king. From that base Frankish forces mounted a series of campaigns that eventually established Frankish control over the Spanish March, the territory lying between the Pyrenees and the Ebro River.

      In 787–788 Charlemagne forcibly annexed Bavaria, whose leaders had long resisted Frankish overlordship. That victory brought the Franks face to face with the Avars, Asiatic nomads who during the late 6th and 7th centuries had formed an extensive empire largely inhabited by conquered Slavs living on both sides of the Danube. By the 8th century Avar power was in decline, and successful Frankish campaigns in 791, 795, and 796 hastened the disintegration of that empire. Charlemagne captured a huge store of booty, claimed a block of territory south of the Danube in Carinthia and Pannonia, and opened a missionary field that led to the conversion of the Avars and their former Slavic subjects to Christianity.

      Charlemagne's military successes resulted in an ever-lengthening frontier, which needed to be defended. Through a combination of military force and diplomacy he established relatively stable relations with a variety of potentially dangerous enemies, including the Danish kingdom, several Slavic tribes inhabiting the territory along the eastern frontier stretching from the Baltic Sea to the Balkans, the Lombard duchy of Benevento in southern Italy, the Muslims in Spain, and the Gascons and the Bretons in Gaul. The Italian scene was complicated by the Papal States, whose boundaries remained problematic and whose leader, the pope, had no clearly defined political status relative to his Frankish protector, now his neighbour as king of the Lombards. In general, Charlemagne's relations with the papacy, especially with Pope Adrian I, were positive and brought him valuable support for his religious program and praise for his qualities as a Christian leader. The expanded Frankish presence in Italy and the Balkans intensified diplomatic encounters with the Eastern emperors, which strengthened the Frankish position with respect to the Eastern Roman Empire, weakened by internal dissension and threatened by Muslim and Bulgar pressure on its eastern and northern frontiers. Charlemagne also established friendly relations with the ʿAbbāsid (Abbāsid Dynastyʿ) caliph in Baghdad (Hārūn al-Rashīd (Hārūn ar-Rashīd)), the Anglo-Saxon kings of Mercia and Northumbria, and the ruler of the Christian kingdom of Asturias in northwestern Spain. And he enjoyed a vague role as protector of the Christian establishment in Jerusalem. By boldly and resourcefully combining the traditional role of warrior king with aggressive diplomacy based on a good grasp of current political realities, Charlemagne elevated the Frankish kingdom to a position of leadership in the European world.

Court and administration

      While responding to the challenges involved in enacting his role as warrior king, Charlemagne was mindful of the obligation of a Frankish ruler to maintain the unity of his realm. This burden was complicated by the ethnic, linguistic, and legal divisions between the populations brought under Frankish domination in the course of three centuries of conquest, beginning with the reign of the first Merovingian king, Clovis (Clovis I) (481–511). As a political leader, Charlemagne was not an innovator. His concern was to make more effective the political institutions and administrative techniques inherited from his Merovingian predecessors. The central directive force of the kingdom remained the king himself, whose office by tradition empowered its holder with the right to command the obedience of his subjects and to punish those who did not obey. For assistance in asserting his power to command, Charlemagne relied on his palatium, a shifting assemblage of family members, trusted lay and ecclesiastical companions, and assorted hangers-on, which constituted an itinerant court following the king as he carried out his military campaigns and sought to take advantage of the income from widely scattered royal estates. Members of this circle, some with titles suggesting primitive administrative departments, performed on royal orders various functions related to managing royal resources, conducting military campaigns and diplomatic missions, producing written documents required to administer the realm, undertaking missions across the kingdom to enforce royal policies, rendering justice, conducting religious services, and counseling the king.

      A critical component of the king's effectiveness and a matter of constant concern for Charlemagne was the army, in which all freemen were obligated to serve at their own expense when summoned by the king. Increasingly important in maintaining the military establishment, especially its armoured cavalry, was the king's ability to provide sources of income, usually land grants, that enabled his subjects to serve at their own expense. The resources required to sustain the central government were derived from war booty, income from royal estates, judicial fines and fees, tolls on trade, obligatory gifts from noble subjects, and, to a very limited degree, direct taxes.

      To exercise his authority locally, Charlemagne continued to rely on royal officials known as counts (count), who represented royal authority in territorial entities called counties (pagi). Their functions included administering justice, raising troops, collecting taxes, and keeping peace. Bishops (bishop) also continued to play an important role in local government. Charlemagne expanded clerical involvement in government by increasing the use of royal grants of immunity to bishops and abbots (abbot), which freed their properties from intervention by public authorities. This privilege, in effect, allowed its recipients or their agents to rule over those inhabiting their property as long as they enjoyed royal favour. The effectiveness of this governance system depended largely on the abilities and the loyalty of those who filled offices at the local level. Charlemagne recruited most royal officials from a limited number of interrelated aristocratic families who were eager to serve the king in return for the prestige, power, and material rewards associated with royal service.

      Charlemagne's most innovative political measures involved strengthening the linkages between his person, his palatium, and local officials. He made full use of the traditional Frankish annual assembly, the mustering of those called to military service in a context which highlighted the common bond entailed in their willingness to follow their leader into war. Charlemagne expanded the function of these meetings to make them an instrument for cementing the king's personal ties with counts, bishops, abbots, and powerful magnates. At these assemblies, he heard their complaints, accepted their advice, gained their assent for his policies, and delivered to them in his own words his commands for ruling his realm. The network of families from which the king selected most of his officials provided important channels through which pressure could be applied to assure that royal commands were executed locally. In addition, Charlemagne required all his free subjects to swear under oath to obey the king and to conduct themselves in ways that contributed to peace and concord. Especially important in strengthening the king's hand politically was Charlemagne's practice of establishing personal ties with powerful figures by accepting them as royal vassals in return for benefices in the form of offices and land grants to be exploited for their personal benefit as long as they remained loyal.

      Charlemagne integrated the central and the local administration by regularizing and expanding the use of missi dominici (missus dominicus), royal agents charged with making regular circuits through specifically defined territorial entities to announce the king's will, to gather information on the performance of local officials, and to correct abuses. The greatly expanded use of written documents as a means of communication between the central and the local governments allowed for greater precision and uniformity in transmitting royal orders and in gathering information about their execution. Among these documents were the royal capitularies, quasi-legislative documents dispatched across the kingdom to set forth the king's will and to provide instructions for enacting his orders.

      The record of Charlemagne's reign indicates his awareness of new developments affecting economic and social conditions. Although scholars are divided on the import of his actions, the evidence suggests that he was concerned with improving the organization and techniques of agricultural production, establishing a monetary system better attuned to actual exchange operations, standardizing weights and measures, expanding trading ventures into areas around the North Sea and Baltic Sea, and protecting merchants from excessive tolls and robbery. Royal legislation sought to protect the weak against exploitation and injustice. The king helped to clarify the incipient lord-vassal system and utilized that form of social contract to promote order and stability. Although his economic and social initiatives were motivated chiefly by his moral convictions, these measures gave modest impetus to movements that eventually ended the economic depression and social instability that had gripped western Europe since the dissolution of the Roman Empire in the 4th and 5th centuries.

      Charlemagne's effort to be an effective ruler was given fresh impetus and direction by a change in the concepts of the purpose of government and of the role of monarchs. That change led to the grafting of a religious component onto the traditional, somewhat narrow conception of the basis of royal authority. Drawing on the Old Testament and the teachings of St. Augustine (Augustine, Saint) of Hippo on the nature of the “city of God,” Charlemagne and his advisers progressively saw the king's position as bestowed by God for the purpose of realizing the divine plan for the universe. Kingship took on a ministerial dimension, which obligated the ruler to assume responsibility for both the spiritual and the material well-being of his subjects. This new role entailed a vast expansion of traditional royal authority and a redefinition of the priorities that government should serve.

Religious reform

      Charlemagne's military conquests, diplomacy, and efforts to impose a unified administration on his kingdom were impressive proof of his ability to play the part of a traditional Frankish king. His religious policy reflected his capacity to respond positively to forces of change working in his world. With considerable enthusiasm he expanded and intensified the reform program rather haltingly instituted in the 740s by his father, Pippin, and his uncle, Carloman. In essence, Charlemagne's response to the growing urge in his world to deepen spiritual life was to make that objective a prime concern of public policy and royal governance.

      His program for meeting his royal religious responsibilities was formulated in a series of synods made up of both clerics and laymen summoned by royal order to consider an agenda set by the royal court. The enactments of the councils were given the force of law in royal capitularies, which all royal officials, but especially bishops, were expected to enforce. That legislation, traditional in spirit and content, was inspired by a conviction that the norms required to correct the deficiencies besetting Christian life in the 8th century had already been defined by Scripture and by earlier church councils and ecclesiastical authorities. The reform focused on a few major concerns: strengthening the church's hierarchical structure, clarifying the powers and responsibilities of the hierarchy, improving the intellectual and moral quality of the clergy, protecting and expanding ecclesiastical resources, standardizing liturgical practices, intensifying pastoral care aimed at general understanding of the basic tenets of the faith and improvement of morals, and rooting out paganism. As the reform movement progressed, its scope broadened to vest the ruler with authority to discipline clerics, to assert control over ecclesiastical property, to propagate the faith, and to define orthodox doctrine.

      Despite extending his authority over matters traditionally administered by the church, Charlemagne's aggressive moves to direct religious life won acceptance from the ecclesiastical establishment, including the papacy. In assessing clerical support for the king's religious policy, it is necessary to keep in mind that the king controlled the appointment of bishops and abbots, was a major benefactor of the clerical establishment, and was the guarantor of the Papal States. Nonetheless, the clergy's support was genuine, reflecting its approval of the king's desire to strengthen ecclesiastical structures and to deepen the piety and correct the morals of his Christian subjects. That approval was expressed in the glorification of the king in his own day as the rector of the “new Israel.”

Cultural revival

 Another notable feature of Charlemagne's reign was his recognition of the implications for his political and religious programs of the cultural renewal unfolding across much of the Christian West during the 8th century. He and his government patronized a variety of activities that together produced a cultural renovatio (Latin: “renewal” or “restoration”), later called the Carolingian Renaissance. The renewal was given impetus and shape by a circle of educated men—mostly clerics from Italy, Spain, Ireland, and England—to whom Charlemagne gave prominent place in his court in the 780s and 790s; the most influential member of this group was the Anglo-Saxon cleric Alcuin. The interactions among members of the circle, in which the king and a growing number of young Frankish aristocrats often participated, prompted Charlemagne to issue a series of orders defining the objectives of royal cultural policy. Its prime goal was to be the extension and improvement of Latin (Latin language) literacy, an end viewed as essential to enabling administrators and pastors to understand and discharge their responsibilities effectively. Achieving this goal required the expansion of the educational system and the production of books containing the essentials of Christian Latin culture.

      The court circle played a key role in producing manuals required to teach Latin, to expound the basic tenets of the faith, and to perform the liturgy correctly. It also helped create a royal library containing works that permitted a deeper exploration of Latin learning and the Christian faith. A royal scriptorium was established, which played an important role in propagating the Carolingian minuscule, a new writing system that made copying and reading easier, and in experimenting with art forms useful in decorating books and in transmitting visually the message contained in them. Members of the court circle composed poetry, historiography, biblical exegesis, theological tracts, and epistles—works that exemplified advanced levels of intellectual activity and linguistic expertise. Their efforts prompted Alcuin to boast that a “new Athens” was in the making in Francia. The new Athens came to be identified with Aachen, from about 794 Charlemagne's favourite royal residence. Aachen was the centre of a major building program that included the Palatine Chapel, a masterpiece of Carolingian architecture that served as Charlemagne's imperial church.

      Royal directives and the cultural models provided by the court circle were quickly imitated in cultural centres across the kingdom where signs of renewal were already emerging. Bishops and abbots, sometimes with the support of lay magnates, sought to revitalize existing episcopal and monastic schools and to found new ones, and measures were taken to increase the number of students. Some schoolmasters went beyond elementary Latin education to develop curricula and compile textbooks in the traditional seven liberal arts. The number of scriptoria and their productive capacity increased dramatically. And the number and size of libraries expanded, especially in monasteries, where book collections often included Classical texts whose only surviving copies were made for those libraries. Although the full fruits of the Carolingian Renaissance emerged only after Charlemagne's death, the consequences of his cultural program appeared already during his lifetime in improved competence in Latin, expanded use of written documents in civil and ecclesiastical administration, advanced levels of discourse and stylistic versatility in formal literary productions, enriched liturgical usages, and variegated techniques and motifs employed in architecture and the visual arts.

Emperor of the Romans

      Charlemagne's prodigious range of activities during the first 30 years of his reign were prelude to what some contemporaries and many later observers viewed as the culminating event of his reign: his coronation as Roman emperor. In considerable part, that event was the consequence of an idea shaped by the interpretation given to Charlemagne's actions as ruler. Over the years, some of the king's chief political, religious, and cultural advisers became convinced that a new community was taking shape under the aegis of the king and the Frankish people, whom, as one pope avowed, “the Lord God of Israel has blessed.” They spoke of that community as the imperium Christianum, comprising all who adhered to the orthodox faith proclaimed by the Roman church. This community accepted the dominion of a monarch increasingly hailed as the “new David” and the “new Constantine,” the guardian of Christendom and executor of God's will. Concern for the welfare of the imperium Christianum was heightened by the perceived unfitness of the heretical emperors in Constantinople to claim authority over the Christian community—especially after a woman, Irene, became Eastern emperor in 797. In a larger sense, developments in the 8th century produced the perception in the Carolingian world that the Latin West and the Greek East were diverging in ways that negated the universalist claims of the Eastern emperors.

 Then, in 799, an even greater threat to the well being of imperium Christianum emerged. The pope's capacity to lead God's people came into question when Pope Leo III (Leo III, Saint) was physically attacked by a faction of Romans, including high functionaries in the papal curia, who believed that he was guilty of tyranny and serious personal misconduct. Leo fled to the court of his protector, whose role as rector of Christendom was now dramatically revealed. Charlemagne provided an escort that restored Leo III to the papal office; then, after extensive consultation in Francia, he went to Rome in late 800 to face the delicate issue of judging the vicar of St. Peter and of restoring order in the Papal States. After a series of deliberations with Frankish and Roman clerical and lay notables, it was arranged that, in lieu of being judged, the pope would publicly swear an oath purging himself of the charges against him; some hints in the record suggest that these deliberations also led to a decision to redefine Charlemagne's position. Two days after Leo's act of purgation, as Charlemagne attended mass on Christmas Day in the basilica of St. Peter, the pope placed a crown on his head, while the Romans assembled for worship proclaimed him “emperor of the Romans.”

      Historians have long debated where responsibility for this dramatic event should be placed. Despite the claim of Einhard, Charlemagne's court biographer, that the king would not have gone to St. Peter's on that fateful day had he known what was going to happen, the evidence leaves little doubt that king and pope collaborated in planning the coronation: the restoration of the Roman Empire in the West was advantageous to both. Given the pope's tenuous position at that moment and the king's penchant for bold action, it seems highly likely that Charlemagne and his advisers made the key decision involving a new title for the king, leaving it to the pope to arrange the ceremony that would formalize the decision. The new title granted Charlemagne the necessary legal authority to judge and punish those who had conspired against the pope. It also provided suitable recognition of his role as ruler over an empire of diverse peoples and as guardian of orthodox Christendom, and it gave him equal status with his tainted rivals in Constantinople. By once again sanctioning a title for the Carolingians, the pope strengthened his ties with his protector and added lustre to the papal office by virtue of his role in bestowing the imperial crown on the “new Constantine.”

      On the assessment of Charlemagne's years as emperor, historians are not in full accord. Some have seen the period as one of emerging crisis, in which the activities of the aging emperor were increasingly constricted. Because Charlemagne no longer led successful military ventures, the resources with which to reward royal followers declined. At the same time, new external enemies appeared to threaten the realm, especially seagoing Northmen ( Vikings) and Saracens. There were also signs of structural inadequacy in the system of government, which constantly took upon itself new responsibilities without a commensurate increase in human or material resources, and growing resistance to royal control by lay and ecclesiastical magnates who began to grasp the political, social, and economic power to be derived from royal grants of land and immunities. Other historians, however, have stressed such things as increased royal concern for the helpless, continued efforts to strengthen royal administration, active diplomacy, the maintenance of religious reform, and support of cultural renewal, all of which they see as evidence of vitality during Charlemagne's last years.

      Within this larger context there were developments that suggest that the imperial title meant little to its recipient. Indeed, in 802, when he first formally used the enigmatic title “Emperor Governing the Roman Empire,” he retained his old title of “King of the Franks and of the Lombards.” He continued to live in the traditional Frankish way, eschewing modes of conduct and protocol associated with imperial dignity. He relied less on the advice of the circle that had shaped the ideology that led to the revival of the Roman Empire. Indeed, the emperor seemed oblivious to the idea of a unified political entity implicit in the imperial title when, in 806, he decreed that on his death his realm would be divided among his three sons.

      Other evidence, however, indicates that the imperial title was important to him. Charlemagne engaged in a long military and diplomatic campaign that finally, in 812, gained recognition of his title from the Eastern emperor. After 800 his religious reform program stressed changes in behaviour that implied that membership in the imperium Christianum required new modes of public conduct. He attempted to bring greater uniformity to the diverse legal systems prevailing in his empire. The terminology and the symbols employed by the court to set forth its policies and the artistic motifs employed in the building complex at Aachen reflected an awareness of the imperial office as a source of ideological elements capable of buttressing the ruler's authority. In 813 Charlemagne assured the perpetuation of the imperial title by bestowing with his own hands the imperial crown on his only surviving son, Louis the Pious. The coronation of 813 suggests that Charlemagne believed that the office had some value and that he wished to exclude the papacy from any part in its bestowal. In its entirety the evidence leads to the conclusion that Charlemagne saw the imperial title as a personal award in recognition of his services to Christendom, to be used as he saw fit to enhance his ability and that of his heirs to direct the imperium Christianum to its divinely ordained end.

Assessment

      In January 814 Charlemagne fell ill with a fever after bathing in his beloved warm springs at Aachen; he died one week later. Writing in the 840s, the emperor's grandson, the historian Nithard, avowed that at the end of his life the great king had “left all Europe filled with every goodness.” Modern historians have made apparent the exaggeration in that statement by calling attention to the inadequacies of Charlemagne's political apparatus, the limitations of his military forces in the face of new threats from seafaring foes, the failure of his religious reforms to affect the great mass of Christians, the narrow traditionalism and clerical bias of his cultural program, and the oppressive features of his economic and social programs. Such critical attention of Charlemagne's role, however, cannot efface the fact that his effort to adjust traditional Frankish ideas of leadership and the public good to new currents in society made a crucial difference in European history. His renewal of the Roman Empire in the West provided the ideological foundation for a politically unified Europe, an idea that has inspired Europeans ever since—sometimes with unhappy consequences. His feats as a ruler, both real and imagined, served as a standard to which many generations of European rulers looked for guidance in defining and discharging their royal functions. His religious reforms solidified the organizational structures and the liturgical practices that eventually enfolded most of Europe into a single “Church.” His definition of the role of the secular authority in directing religious life laid the basis for the tension-filled interaction between temporal and spiritual authority that played a crucial role in shaping both political and religious institutions in later western European history. His cultural renaissance provided the basic tools—schools, curricula, textbooks, libraries, and teaching techniques—upon which later cultural revivals would be based. The impetus he gave to the lord-vassal relationship and to the system of agriculture known as manorialism (in which peasants held land from a lord in exchange for dues and service) played a vital role in establishing the seignorial system (in which lords exercised political and economic power over a given territory and its population); the seignorial system in turn had the potential for imposing political and social order and for stimulating economic growth. Such accomplishments certainly justify the superlatives by which he was known in his own time: Carolus Magnus (“Charles the Great”) and Europae pater (“father of Europe”).

Richard E. Sullivan

Additional Reading

Primary sources

In reconstructing Charlemagne's career, historians must work with a wide range of source materials written during his lifetime or shortly after his death, including annals and chronicles, capitularies, enactments of church councils, charters granting land or privileges, letters, biographies, and poems. The Latin versions of most of this material have been edited and published, especially in a series called the Monumenta Germaniae Historica (MGH). Convenient guides to editions of these sources are provided by the biographies of Charlemagne, cited below. Two of these texts are especially important in providing the basic outlines of Charlemagne's personality and activities. One is Einhard, Vita Karoli Magni: Life of Charlemagne, Latin text with new English translation, introduction, and notes by Evelyn Scherabon Firchow and Edwin H. Zeydel (1972; reissued 1985). Another translation of Einhard's biography, to which is joined a lively anecdotal sketch of the king's activities written about 884 by a monk at St. Gall named Notker the Stammerer, can be found in Einhard and Notker the Stammerer, Two Lives of Charlemagne, translation with introduction by Lewis Thorpe (1969, reissued 2003). The other prime source is translated in Carolingian Chronicles. Royal Frankish Annals and Nithard's Histories, trans. by Bernhard Walter Scholz with Barbara Rogers (1970; reissued 1972), pp. 2–21, 46–97, a year-by-year account of Charlemagne's reign, part of a compilation called the Royal Frankish Annals, which was a quasi-official record of royal activity from 741 to 829. English translations of important texts related to Charlemagne's regime are included in two excellent anthologies: H.R. Loyn and John Percival (compilers), The Reign of Charlemagne: Documents on Carolingian Government and Administration (1975); and P.D. King (ed. and trans.), Charlemagne: Translated Sources (1987).

Biographies and general studies

Robert Folz, “Charlemagne and His Empire,” in Vaclav Mudroch and G.S. Couse (eds.), Essays on the Reconstruction of Medieval History (1974), pp. 86–112; Donald A. Bullough, “Europae Pater: Charlemagne and His Achievement in the Light of Recent Scholarship,” The English Historical Review 85:59–105 (1970); and Richard E. Sullivan, “The Carolingian Age: Reflections on Its Place in the History of the Middle Ages,” Speculum 64:267–306 (1989), are reflections on some of the major issues on which modern scholars concerned with Charlemagne have focused. Donald Bullough, The Age of Charlemagne, 2nd ed. (1980), provides a balanced, engagingly written, profusely illustrated treatment of Charlemagne's career. Roger Collins, Charlemagne (1998), is more recent, but its highly selective treatment neglects many facets of Charlemagne's career. A fuller recent treatment in French, stimulating in its interpretations of key events in Charlemagne's career, is Jean Favier, Charlemagne (1999). Other well-written, balanced accounts are Jacques Boussard, The Civilization of Charlemagne, trans. from the French by Frances Partridge (1968); and Josef Fleckenstein, Karl der Grosse, 3rd ed., rev. (1990).Many studies of Charlemagne's reign are organized around major themes, treating in succession such matters as his military ventures, his efforts at governance, his religious reform, his cultural revival, and his coronation as emperor. Such an approach compartmentalizes his accomplishments in a way that makes each sphere of activity considered by itself seem relatively uncomplicated. When his career is treated chronologically in a way that reveals the complexities facing him at any given moment during his reign, his achievements loom much larger. A massive recent study, Dieter Hägermann, Karl der Grosse, new ed. (2003), succeeds remarkably well in this respect. An older study that attempted the same thing is Richard Winston, Charlemagne: From the Hammer to the Cross (1954, reissued 1969), but it is marred by some untenable, even bizarre interpretations of Charlemagne's actions. Still worth reading is a seminal work that stimulated Carolingian studies during much of the 20th century, Henri Pirenne, Mohammed and Charlemagne, trans. from the French by Bernard Miall (1939; reissued 2001).

Special topics

Basic to any serious study of Charlemagne is Wolfgang Braunfels (ed.), Karl der Grosse: Lebenswerk und Nachleben, 3rd ed., 5 vol. (1967–68), a massive collection of essays treating various aspects of his career and policy, each written by a leading authority. Although not easy to use, a rich storehouse of information on Charlemagne is provided in the articles in Rosamond McKittrick (ed.), The New Cambridge Medieval History (1995– ); the work also has an extensive, up-to-date bibliography. A good treatment of daily life in the age of Charlemagne is Pierre Riché, Daily Life in the World of Charlemagne, with expanded footnotes, trans. from the French by Jo Ann McNamara (1978; reissued 1988). Siegfried Epperlein, Leben am Hofe Karls des Grossen (2000), provides an engaging description of court life. Charlemagne's system of government is the subject of two collections of studies by one of the most important Carolingian scholars of recent times: François L. Ganshof, Frankish Institutions under Charles the Great, trans. by Bryce and Mary Lyon (1968); and François L. Ganshof, The Carolingians and the Frankish Monarchy. Studies in Carolingian History, trans. by Janet Sondheimer (1971). Charlemagne's role in religious life is clearly described in Émile Amann, L'Époque carolingienne: Histoire de l'Église depuis les origines jusqu'à nos jours, vol. 6, ed. by Augustin Fliche and Victor Martin (1947), pp. 49–200. Although written from a papal perspective, Thomas F.X. Noble, The Republic of St. Peter: The Birth of the Papal State, 680–825 (1984), is invaluable in understanding Charlemagne's relationship with the papacy. Economic and social conditions during Charlemagne's reign are treated in Renée Doehaerd, The Early Middle Ages in the West: Economy and Society, trans. by W.G. Deakin (1978, originally published in French, 2nd ed., 1971). Provocative remarks on the nature of the Carolingian Renasissance are given by John J. Contreni, “The Carolingian Renaissance,” in John J. Contreni, Carolingian Learning, Masters, and Manuscripts (1992), chapter 3; and Janet L. Nelson, “On the Limits of the Carolingian Renaissance,” in Janet L. Nelson, Politics and Ritual in Early Medieval Europe (1996), pp. 49–67. Still the best study on the Carolingian Renaissance is Erna Patzelt, Die karolingische Renaissance (1965). A provocative treatment of the imperial coronation of 800 is Robert Folz, The Coronation of Charlemagne, 25 December 800, trans. by J.E. Anderson (1974; originally published in French, 1964). Rich in insights into the import of the imperial title in the Carolingian world is Louis Halphen, Charlemagne and the Carolingian Empire, trans. by Giselle de Nie (1977; originally published in French, 1947, reprinted with updated bibliography, 1995).Richard E. Sullivan

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