Scott, Sir Walter, 1st Baronet

born Aug. 15, 1771, Edinburgh, Scot.

died Sept. 21, 1832, Abbotsford, Roxburgh

Scottish writer, often considered both the inventor and the greatest practitioner of the historical novel.

From childhood Scott was familiar with stories of the Border region of Scotland. Apprenticed to his father, a lawyer, in 1786, he later became sheriff depute of Selkirk and clerk to the Court of Session in Edinburgh. His interest in border ballads led to the collection Minstrelsy of the Scottish Border (1802–03). His first original poetic romance, The Lay of the Last Minstrel (1805), established his reputation; The Lady of the Lake (1810) was his most successful contribution to the genre. He produced editions of the works of John Dryden, 18 vol. (1808), and Jonathan Swift, 19 vol. (1814). Troubled with debt, from 1813 he wrote in part to make money. He tired of narrative poetry and turned to prose romances. The extremely popular series now known as the Waverley novels consists of more than two dozen works dealing with Scottish history, including the masterpieces Old Mortality (1816), Rob Roy (1817), and The Heart of Midlothian (1818). He drew on English history and other themes for Ivanhoe (1819), Kenilworth (1821), and Quentin Durward (1823). All his novels were published anonymously until 1827.

Sir Walter Scott, detail of an oil painting by Sir Edwin Henry Landseer, 1824; in the National ...

Courtesy of The National Portrait Gallery, London

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▪ Scottish writer

born August 15, 1771, Edinburgh

died September 21, 1832, Abbotsford, Roxburgh, Scotland

 Scottish novelist, poet, historian, and biographer who is often considered both the inventor and the greatest practitioner of the historical novel.

      Scott's father was a lawyer and his mother was the daughter of a physician. From his earliest years, Scott was fond of listening to his elderly relatives' accounts and stories of the Scottish Border, and he soon became a voracious reader of poetry, history, drama, and fairy tales and romances. He had a remarkably retentive memory and astonished visitors by his eager reciting of poetry. His explorations of the neighbouring countryside developed in him both a love of natural beauty and a deep appreciation of the historic struggles of his Scottish forebears.

      Scott was educated at the high school at Edinburgh and also for a time at the grammar school at Kelso. In 1786 he was apprenticed to his father as writer to the signet, a Scots equivalent of the English solicitor (attorney). His study and practice of law were somewhat desultory, for his immense youthful energy was diverted into social activities and into miscellaneous readings in Italian, Spanish, French, German, and Latin. After a very deeply felt early disappointment in love, he married, in December 1797, Charlotte Carpenter, of a French royalist family, with whom he lived happily until her death in 1826.

      In the mid-1790s Scott became interested in German Romanticism, Gothic novels, and Scottish border ballads. His first published work, The Chase, and William and Helen (1796), was a translation of two ballads by the German Romantic balladeer G.A. Bürger. A poor translation of Goethe's Götz von Berlichingen followed in 1799. Scott's interest in border ballads finally bore fruit in his collection of them entitled Minstrelsy of the Scottish Border, 3 vol. (1802–03). His attempts to “restore” the orally corrupted versions back to their original compositions sometimes resulted in powerful poems that show a sophisticated Romantic flavour. The work made Scott's name known to a wide public, and he followed up his first success with a full-length narrative poem, The Lay of the Last Minstrel (1805), which ran into many editions. The poem's clear and vigorous storytelling, Scottish regionalist elements, honest pathos, and vivid evocations of landscape were repeated in further poetic romances, including Marmion (1808), The Lady of the Lake (1810), which was the most successful of these pieces, Rokeby (1813), and The Lord of the Isles (1815).

      Scott led a highly active literary and social life during these years. In 1808 his 18-volume edition of the works of John Dryden appeared, followed by his 19-volume edition of Jonathan Swift (1814) and other works. But his finances now took the first of several disastrous turns that were to partly determine the course of his future career. His appointment as sheriff depute of the county of Selkirk in 1799 (a position he was to keep all his life) was a welcome supplement to his income, as was his appointment in 1806 as clerk to the Court of Session in Edinburgh. But he had also become a partner in a printing (and later publishing) firm owned by James Ballantyne and his irresponsible brother John. By 1813 this firm was hovering on the brink of financial disaster, and although Scott saved the company from bankruptcy, from that time onward everything he wrote was done partly in order to make money and pay off the lasting debts he had incurred. Another ruinous expenditure was the country house he was having built at Abbotsford, which he stocked with enormous quantities of antiquarian objects.

      By 1813 Scott had begun to tire of narrative poetry, and the greater depth and verve of Lord Byron's narrative poems threatened to oust him from his position as supreme purveyor of this kind of literary entertainment. In 1813 Scott rediscovered the unfinished manuscript of a novel he had started in 1805, and in the early summer of 1814 he wrote with extraordinary speed almost the whole of his novel, which he titled Waverley. It was one of the rare and happy cases in literary history when something original and powerful was immediately recognized and enjoyed by a large public. A story of the Jacobite rebellion of 1745, it reinterpreted and presented with living force the manners and loyalties of a vanished Scottish Highland society. The book was published anonymously, as were all of the many novels he wrote down to 1827.

      In Waverley and succeeding novels Scott's particular literary gifts could be utilized to their fullest extent. First and foremost, he was a born storyteller who could place a large cast of vivid and varied characters in an exciting and turbulent historical setting. He was also a master of dialogue who felt equally at home with expressive Scottish regional speech and the polished courtesies of knights and aristocrats. His deep knowledge of Scottish history and society and his acute observation of its mores and attitudes enabled him to play the part of a social historian in insightful depictions of the whole range of Scottish society, from beggars and rustics to the middle classes and the professions and on up to the landowning nobility. The attention Scott gave to ordinary people was indeed a marked departure from previous historical novels' concentration on royalty. His flair for picturesque incidents enabled him to describe with equal vigour both eccentric Highland personalities and the fierce political and religious conflicts that agitated Scotland during the 17th and 18th centuries. Finally, Scott was the master of a rich, ornate, seemingly effortless literary style that blended energy with decorum, lyric beauty with clarity of description.

      Scott followed up Waverley with a whole series of historical novels set in Scotland that are now known as the “Waverley” novels. Guy Mannering (1815) and The Antiquary (1816) completed a sort of trilogy covering the period from the 1740s to just after 1800. The first of four series of novels published under the title Tales of My Landlord was composed of The Black Dwarf and the masterpiece Old Mortality (1816). These were followed by the masterpieces Rob Roy and The Heart of Midlothian (both 1818), and then by The Bride of Lammermoor and A Legend of Montrose (both 1819). It was only after writing these novels of Scottish history that Scott, driven by the state of his finances and the need to satisfy the public appetite for historical fiction that he himself had created, turned to themes from English history and elsewhere. He thus wrote Ivanhoe (1819), a novel set in 12th-century England and one that remains his most popular book. The Monastery and The Abbot followed in 1820, and The Pirate and The Fortunes of Nigel appeared in 1822. Two more masterpieces were Kenilworth (1821), set in Elizabethan England, and the highly successful Quentin Durward (1823), set in 15th-century France. The best of his later novels are Redgauntlet (1824) and The Talisman (1825), the latter being set in Palestine during the Crusades.

      In dealing with the recent past of his native country, Scott was able to find a fictional form in which to express the deep ambiguities of his own feeling for Scotland. On the one hand he welcomed Scotland's union with England and the commercial progress and modernization that it promised to bring, but on the other he bitterly regretted the loss of Scotland's independence and the steady decline of its national consciousness and traditions. Novel after novel in the “Waverley” series makes clear that the older, heroic tradition of the Scottish Jacobite clans (supporters of the exiled Stuart king James II and his descendants) had no place in the modern world; the true heroes of Scott's novels are thus not fighting knights-at-arms but the lawyers, farmers, merchants, and simple people who go about their business oblivious to the claims and emotional ties of a heroic past. Scott became a novelist by bringing his antiquarian and romantic feeling for Scotland's past into relation with his sense that Scotland's interests lay with a prudently commercial British future. He welcomed civilization, but he also longed for individual heroic action. It is this ambivalence that gives vigour, tension, and complexity of viewpoint to his best novels.

      Scott's immense earnings in those years contributed to his financial downfall. Eager to own an estate and to act the part of a bountiful laird, he anticipated his income and involved himself in exceedingly complicated and ultimately disastrous financial agreements with his publisher, Archibald Constable (Constable, Archibald), and his agents, the Ballantynes. He and they met almost every new expense with bills discounted on work still to be done; these bills were basically just written promises to pay at a future date. This form of payment was an accepted practice, but the great financial collapse of 1825 caused the four men's creditors to demand actual and immediate payment in cash. Constable was unable to meet his liabilities and went bankrupt, and he in turn dragged down the Ballantynes and Scott in his wake because their financial interests were inextricably intermingled. Scott assumed personal responsibility for both his and the Ballantynes' liabilities and thus courageously dedicated himself for the rest of his life to paying off debts amounting to about £120,000.

      Everyone paid tribute to the selfless honesty with which he set himself to work to pay all his huge debts. Unfortunately, though, the corollary was reckless haste in the production of all his later books and compulsive work whose strain shortened his life. After the notable re-creation of the end of the Jacobite era in Redgauntlet, he produced nothing equal to his best early work, though his rapidity and ease of writing remained largely unimpaired, as did his popularity. Scott's creditors were not hard with him during this period, however, and he was generally revered as the grand old man of English letters. In 1827 Scott's authorship of the “Waverley” novels was finally made public. In 1831 his health deteriorated sharply, and he tried a continental tour with a long stay at Naples to aid recovery. He was taken home and died in 1832.

      Scott gathered the disparate strands of contemporary novel-writing techniques into his own hands and harnessed them to his deep interest in Scottish history and his knowledge of antiquarian lore. The technique of the omniscient narrator and the use of regional speech, localized settings, sophisticated character delineation, and romantic themes treated in a realistic manner were all combined by him into virtually a new literary form, the historical novel. His influence on other European and American novelists was immediate and profound, and though interest in some of his books declined somewhat in the 20th century, his reputation remains secure. Scott wrote articles on “Chivalry,” “Romance,” and “Drama” for Encyclopædia Britannica's fourth edition (1801–09).

Additional Reading

J.G. Lockhart, Memoirs of the Life of Sir Walter Scott, 7 vol. (1836–38), is a full, intimate, and fascinating biography by Scott's son-in-law. Edwin Muir, Scott and Scotland (1936), is a very acute analysis of Scott's relation to Scottish literature and of his use of the English and Scots languages. H.J.C. Grierson, Sir Walter Scott (1938, reissued 1973), criticizes and corrects Lockhart at various points. Donald Davie, The Heyday of Sir Walter Scott (1961, reprinted 1971), analyzes Scott's debt to Maria Edgeworth and others and critically analyzes some of the novels. Edgar Johnson, Sir Walter Scott: The Great Unknown, 2 vol. (1970), is a very full and detailed biography with extensive critical commentary. David Brown, Walter Scott and the Historical Imagination (1979), makes a reevaluation of Scott as a historical novelist; and James Kerr, Fiction Against History: Scott as Storyteller (1989), also explores Scott's use of history in his fiction. Also of interest is Harry E. Shaw (ed.), Critical Essays on Sir Walter Scott: The Waverley Novels (1996).

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