positivism

—positivist, adj., n. —positivistic, adj. —positivistically, adv.

/poz"i teuh viz'euhm/, n.

1. the state or quality of being positive; definiteness; assurance.

2. a philosophical system founded by Auguste Comte, concerned with positive facts and phenomena, and excluding speculation upon ultimate causes or origins.

[1850-55; POSITIVE + -ISM]

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Any philosophical system that confines itself to the data of experience, excludes a priori or metaphysical speculations, and emphasizes the achievements of science.

Positivism is closely connected with empiricism, pragmatism, and logical positivism. More narrowly, the term designates the philosophy of Auguste Comte, who held that human thought had passed inevitably through a theological stage into a metaphysical stage and was passing into a positive, or scientific, stage. Believing that the religious impulse would survive the decay of revealed religion, he projected a worship of mankind, with churches, calendar, and hierarchy.

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▪ philosophy

Introduction

      in philosophy, generally, any system that confines itself to the data of experience and excludes a priori or metaphysical speculations. More narrowly, the term designates the thought of the French philosopher Auguste Comte (1798–1857).

      As a philosophical ideology and movement, Positivism first assumed its distinctive features in the work of Comte (Comte, Auguste), who also named and systematized the science of sociology. It then developed through several stages known by various names, such as Empiriocriticism, Logical Positivism, and Logical Empiricism, and finally, in the mid-20th century, flowed into the movement known as Analytic and Linguistic philosophy.

      The basic affirmations of Positivism are (1) that all knowledge (epistemology) regarding matters of fact is based on the “positive” data of experience, and (2) that beyond the realm of fact is that of pure logic and pure mathematics (mathematics, philosophy of), which were already recognized by the Scottish Empiricist and Skeptic (Skepticism) David Hume (Hume, David) as concerned with the “relations of ideas” and, in a later phase of Positivism, were classified as purely formal sciences. On the negative and critical side, the Positivists became noted for their repudiation of metaphysics; i.e., of speculation regarding the nature of reality that radically goes beyond any possible evidence that could either support or refute such “transcendent” knowledge claims. In its basic ideological posture, Positivism is thus worldly, secular, antitheological, and antimetaphysical. Strict adherence to the testimony of observation and experience is the all-important imperative of the Positivists. This imperative is reflected also in their contributions to ethics and moral philosophy, and most Positivists have been Utilitarians (Utilitarianism) to the extent that something like “the greatest happiness for the greatest number of people” was their ethical maxim. It is notable, in this connection, that Auguste Comte was the founder of a short-lived religion, in which the object of worship was not the deity of the monotheistic faiths but humanity.

      There are distinct anticipations of Positivism in ancient philosophy. Though the relationship of Protagoras—a 5th-century-BC Sophist—for example, to later Positivistic thought was only a distant one, there was a much more pronounced similarity in the classical Skeptic Sextus Empiricus, who lived at the turn of the 3rd century AD, and in Pierre Bayle (Bayle, Pierre), his 17th-century reviver. Moreover, the medieval Nominalist William of Ockham (Ockham, William of) had clear affinities with modern Positivism. An 18th-century forerunner who had much in common with the Positivistic antimetaphysics of the following century was the German thinker Georg Lichtenberg. (Lichtenberg, Georg Christoph)

      Positivism clearly has its proximate roots, however, in the French Enlightenment, which stressed the clear light of reason, and in the 18th-century British Empiricism, particularly that of Hume and of Bishop George Berkeley (Berkeley, George), which stressed the role of sense experience. Comte was influenced specifically by the Enlightenment Encyclopaedists (Encyclopédie) (such as Denis Diderot, Jean d'Alembert, and others) and, especially in his social thinking, was decisively influenced by the founder of French Socialism, Claude-Henri, comte de Saint-Simon (Saint-Simon, Henri de), whose disciple he had been in his early years and from whom the very designation Positivism stems.

The social Positivism of Comte and Mill

 Comte's Positivism was posited on the assertion of a so-called law of the three phases (or stages) of intellectual development. There is a parallel, as Comte saw it, between the evolution of thought patterns in the entire history of man, on the one hand, and in the history of an individual's development from infancy to adulthood, on the other. In the first, or so-called theological (theology), stage, natural phenomena are explained as the results of supernatural or divine powers. It matters not whether the religion (religion, philosophy of) is polytheistic or monotheistic; in either case, miraculous powers or wills are believed to produce the observed events. This stage was criticized by Comte as anthropomorphic; i.e., as resting on all-too-human analogies. Generally, animistic explanations—made in terms of the volitions of soullike beings operating behind the appearances—are rejected as primitive projections of unverifiable entities.

      The second phase, called metaphysical, is in some cases merely a depersonalized theology: the observable processes of nature are assumed to arise from impersonal powers, occult qualities, vital forces, or entelechies (internal perfecting principles). In other instances, the realm of observable facts is considered as an imperfect copy or imitation of eternal ideas, as in Plato's metaphysics of pure Forms. Again, Comte charged that no genuine explanations result; questions concerning ultimate reality, first causes, or absolute beginnings are thus declared to be absolutely unanswerable. The metaphysical quest can lead only to the conclusion expressed by the German biologist and physiologist, Emil du Bois-Reymond (Du Bois-Reymond, Emil Heinrich): “Ignoramus et ignorabimus” (“We are and shall be ignorant”); it is a deception through verbal devices and the fruitless rendering of concepts as real things.

      The sort of fruitfulness that it lacks can be achieved only in the third phase, the scientific (science, philosophy of), or “positive,” phase—hence the title of Comte's magnum opus: Cours de philosophie positive (1830–42; The Positive Philosophy of Auguste Comte, 1853)—because it claims to be concerned only with positive facts. The task of the sciences, and of knowledge in general, is to study the facts and regularities of nature and society and to formulate the regularities as (descriptive) laws (natural law); explanations of phenomena can consist in no more than the subsuming of special cases under general laws. Mankind reached full maturity of thought only after abandoning the pseudoexplanations of the theological and metaphysical phases and substituting an unrestricted adherence to scientific method.

      In his three stages Comte combined what he considered to be an account of the historical order of development with a logical analysis of the levelled structure of the sciences. By arranging the six basic and pure sciences one upon the other in a pyramid, Comte prepared the way for Logical Positivism to “reduce” each level to the one below it. He placed at the fundamental level the science that does not presuppose any other sciences—viz., mathematics—and then ordered the levels above it in such a way that each science depends upon, and makes use of, the sciences below it on the scale: thus arithmetic and the theory of numbers are declared to be presuppositions for geometry and mechanics, astronomy, physics, chemistry, biology (including physiology), and sociology. Each higher level science, in turn, adds to the knowledge content of the science or sciences on the levels below, thus enriching this content by successive specialization. psychology is conspicuously missing in Comte's system of the sciences. Anticipating some ideas of 20th-century behaviourism and physicalism, Comte assumed that psychology should become a branch of biology (especially of brain neurophysiology), on the one hand, and of sociology, on the other. As the “father” of sociology, Comte maintained that the social sciences should proceed from observations to general laws, very much as (in his view) physics and chemistry do. He was skeptical of introspection in psychology, being convinced that, in attending to one's own mental states, these states would be irretrievably altered and distorted. In thus insisting on the necessity of objective observation, he was close to the basic principle of the methodology of 20th-century Behaviourism.

      Among Comte's disciples or sympathizers were Cesare Lombroso, an Italian psychiatrist and criminologist, and Paul-Emile Littré, J.-E. Renan, and Louis Weber.

 Despite some basic disagreements with Comte, the 19th-century English philosopher John Stuart Mill (Mill, John Stuart), also a logician and economist, must be regarded as one of the outstanding Positivists of his century. In his System of Logic (1843), he developed a thoroughly Empiricist theory of knowledge and of scientific reasoning, going even so far as to regard logic and mathematics as empirical (though very general) sciences. The broadly synthetic philosopher Herbert Spencer (Spencer, Herbert), author of a doctrine of the “unknowable” and of a general evolutionary philosophy, was, next to Mill, an outstanding exponent of a Positivistic orientation.

The critical Positivism of Mach and Avenarius

      The influences of Hume and of Comte were also manifest in important developments in German Positivism, just prior to World War I. The outstanding representatives of this school were a philosophical (nature, philosophy of) critic of the physics of Newton, an Austrian, Ernst Mach (Mach, Ernst), who was also an original thinker as a physicist and excelled as a historian of mechanics, thermodynamics, and optics, and Richard Avenarius, founder of a philosophy known as Empiriocriticism.

      Mach, in the introductory chapter of his book Beiträge zur Analyse der Empfindungen (1886; Contributions to the Analysis of the Sensations, 1897), reviving the Humean antimetaphysics, contended that all factual knowledge consists of a conceptual organization and elaboration of what is given in the elements; i.e., in the data of immediate experience. Very much in keeping with the spirit of Comte, he repudiated the transcendental idealism of Kant (Kant, Immanuel). For Mach, the most objectionable feature in Kant's philosophy was the doctrine of the Dinge an sich—i.e., of the “things-in-themselves”—the ultimate entities underlying phenomena, which Kant had declared to be absolutely unknowable though they must nevertheless be conceived as partial causes of man's perceptions. Hermann von Helmholtz (Helmholtz, Hermann von), a wide-ranging scientist and philosopher and one of the great minds of the 19th century, by contrast, held that the theoretical entities of physics are, precisely, the things-in-themselves—a view which, though generally Empiricist, was thus clearly opposed to the Positivist doctrine. Theories and theoretical concepts, according to the Positivist understanding, were merely instruments of prediction. From one set of observable data, theories formed a bridge over which the investigator could pass to another set of observable data. Positivists generally maintained that theories might come and go, whereas the facts of observation and their empirical regularities constituted a firm ground from which scientific reasoning could start and to which it must always return in order to test its validity. In consequence, most Positivists were reluctant to call theories true or false but preferred to consider them merely as more or less useful.

      The task of the sciences, as it earlier had been expressed by the German physicist Gustav Kirchhoff (Kirchhoff, Gustav Robert), was the pursuit of a compendious and parsimonious description of observable phenomena. Concern with first causes or final reasons was to be excluded from the scientific endeavour as fruitless, or hopeless (if not meaningless). Even the notion of explanation became suspect and was at best taken (as already in Comte) to be no more than an ordering and connecting of observable facts and events by empirically ascertainable laws.

      Mach and, along with him, Wilhelm Ostwald (Ostwald, Wilhelm), the originator of physical chemistry, were the most prominent opponents of the atomic theory in physics and chemistry. Ostwald even attempted to derive the basic chemical laws of constant and multiple proportions without the help of the atomic (atomism) hypothesis. To the Positivist the atom, since it could not be seen, was to be considered at best a “convenient fiction” and at worst an illegitimate ad hoc hypothesis. Hans Vaihinger (Vaihinger, Hans), a subjectivist who called himself an “idealistic Positivist,” pursued the idea of useful fictions to the limit, and was convinced that the concept of the atom, along with the mathematical concepts of the infinite and the infinitesimal, and those of causation, free will, the economic man, and the like, were altogether fictitious, some of them even containing internal contradictions.

      The anti-atomistic strand in the thought of the Positivists was an extreme manifestation of their phobia regarding anything unobservable. With the undeniably great success of the advancing microtheories in physics and chemistry, however, the Positivist ideology was severely criticized, not only by some contemporary philosophers but also by outstanding scientists. The Austrian Ludwig Boltzmann (Boltzmann, Ludwig Eduard) and the German Max Planck (Planck, Max), for example, both top-ranking theoretical physicists, were in the forefront of the attack against Mach and Ostwald. Boltzmann and Planck, outspoken Realists (realism), were deeply convinced of the reality of unobservable microparticles, or microevents, and were clearly impressed with the ever-growing and converging evidence for the existence of atoms, molecules, quanta, and subatomic particles. Nevertheless, the basic Positivist attitude was tenaciously held by many scientists, and striking parallels to it appeared in American Pragmatism and instrumentalism; in parts of the work of the Pragmatists Charles Sanders Peirce, William James, and John Dewey, there is a philosophy of pure experience essentially similar to that of Mach.

      Though Richard Avenarius (Avenarius, Richard) has not become widely known, he too anticipated a good deal of what the American Pragmatists propounded. His Positivism, like that of Mach, comprised a biologically oriented theory of knowledge. From the needs of organisms in their adaptation to the exigencies of their environment develop the conceptual tools needed for prediction of future conditions. In Avenarius' view, the raw material of the construction of the concepts of common sense and of the sciences, however, was “the given”; i.e., the data of immediate sensory experience. Just as Mill in the 19th century considered ordinary physical objects as “permanent possibilities of sensation,” so Mach and Avenarius construed the concepts pertaining to what men commonsensically regard as the objects of the real world as “complexes of sensations.” Thus, it was maintained that a stone, for example, is no more than a collection of such sensory qualities as hardness, colour, and mass. The traditional assumption that there must be an underlying substance that has these properties was repudiated. To the question “What would be left over if all of the perceptible qualities were stripped (in thought) away from an observable object?” these Positivists answered: “Precisely nothing.” Thus the concept of substance was declared not only superfluous but meaningless as well.

      In similar fashion, the concept of causation was explicated not as a real operating principle but as regularity of succession or as functional dependency among observable or measurable variables. Because these dependencies are not logically necessary, they are contingent and ascertained by observation, and especially by experimentation and inductive generalization.

      The Newtonian doctrine according to which space (cosmology) and time are absolute or substantive realities had been incisively criticized by the 17th-century Rationalist Gottfried Leibniz (Leibniz, Gottfried Wilhelm) and was subjected by Mach to even more searching scrutiny. While Leibniz had already paved the way for the conception of space and time as exclusively a matter of relations between events, Mach went still further in attacking the arguments of Newton (Newton, Sir Isaac) in favour of a dynamic and absolute space and time. In particular, the inertial and centrifugal forces that arise in connection with accelerated or curvilinear motions had been interpreted by Newton as effects of such motions with respect to a privileged reference medium imagined as an absolute Cartesian mesh system graphed upon a real space. In a typically Positivistic manner, however, Mach found the idea quite incredible. How, he asked, could an absolutely empty space have such powerful effects? Mach conjectured that any privileged reference system must be generated not by an imperceptible grid but by material reality—specifically, by the total mass of the universe (galaxies and fixed stars), an idea that later served as an important starting point for Einstein's (Einstein, Albert) general theory of relativity and gravitation.

      The Positivist theory of knowledge, as proposed by Mach and Avenarius, impressed many scholars, most notable among whom was probably the leading British logician and philosopher Bertrand Russell (Russell, Bertrand) in one of the earlier phases of his thought. In a work entitled Our Knowledge of the External World (1914), Russell analyzed the concept of physical objects as comprising classes of (perceptual) aspects or perspectives, an idea that later stimulated the work of Rudolf Carnap (Carnap, Rudolf), an outstanding philosophical semanticist and Analyst, entitled Der logische Aufbau der Welt (1928; The Logical Structure of the World, 1967). Mach remained the most influential thinker among Positivists for a long time, though some of his disciples, like Josef Petzoldt, are now largely forgotten. But The Grammar of Science (1892), written by Karl Pearson (Pearson, Karl), a scientist, statistician, and philosopher of science, still receives some attention; and in France it was Abel Rey, also a philosopher of science, who, along the lines of Mach, severely criticized the traditional mechanistic view of nature. In the United States, John Bernard Stallo (Stallo, Johann Bernard), a German-born American philosopher of science (also an educator, jurist, and statesman), developed a Positivistic outlook, especially in the philosophy of physics, in his book The Concepts and Theories of Modern Physics (1882), in which he anticipated to a degree some of the general ideas later formulated in the theory of relativity and quantum mechanics.

Logical Positivism and Logical Empiricism

      A first generation of 20th-century Viennese Positivists began its activities, strongly influenced by Mach, around 1907. Notable among them were a physicist, Philipp Frank, mathematicians Hans Hahn and Richard von Mises (Mises, Richard von), and an economist and sociologist, Otto Neurath (Neurath, Otto). This small group was also active during the 1920s in the Vienna Circle of Logical Positivists, a seminal discussion group of gifted scientists and philosophers that met regularly in Vienna, and in the related Berlin Society for Empirical Philosophy.

      These two schools of thought, destined to develop into an almost worldwide and controversial movement, were built on the Empiricism of Hume, on the Positivism of Comte (Comte, Auguste), and on the philosophy of science of Mach. Equally important influences came from several eminent figures who were at the same time scientists, mathematicians, and philosophers—G.F. Bernhard Riemann, the author of a non-Euclidean geometry; Hermann von Helmholtz, a pioneer in a broad range of scientific studies; Heinrich Hertz, the first to produce electromagnetic waves in his laboratory; Ludwig Boltzmann, a researcher in statistical mechanics; Henri Poincaré, equally eminent in mathematics and philosophy of science; and David Hilbert, distinguished for his formalizing of mathematics. Most significant, however, was the impact of Albert Einstein, as well as that of the three great mathematical logicians of the past 100 years—the ground-breaking German Gottlob Frege and the authors of the monumental Principia Mathematica (1910–13), Bertrand Russell and Alfred North Whitehead.

The earlier Positivism of Viennese heritage

 The confluence of ideas from these sources and the impressions that they made upon the Vienna and Berlin groups in the 1920s gave rise to the philosophical outlook of Logical Positivism—a label supplied in 1931 by A.E. Blumberg and the Minnesota philosopher of science Herbert Feigl. The leader of the Vienna Circle between 1924 and 1936 was Moritz Schlick (Schlick, Moritz), who in 1922 succeeded to the chair (previously held by Mach and Boltzmann) for the philosophy of the inductive sciences at the University of Vienna. By 1924 an evening discussion group had been formed with Schlick, Hans Hahn, Otto Neurath, Victor Kraft, Kurt Reidemeister, and Felix Kaufmann as the prominent active participants. The most important addition to the circle was Rudolf Carnap, who joined the group in 1926. One of the early activities was the study and critical discussion of the Tractatus Logico-Philosophicus (1922) of Ludwig Wittgenstein (Wittgenstein, Ludwig), a seminal thinker in Analytical and Linguistic philosophy (analytic philosophy). It seemed at the time that the views of Carnap and Wittgenstein, although they had been formulated and elaborated quite differently, shared a large measure of basic agreement. Parallel, but not completely independent, developments occurred in the Berlin group, in which Hans Reichenbach, Richard von Mises, Kurt Grelling, and Walter Dubislav were the leading spirits.

      Both the Vienna and Berlin groups consisted mainly of philosophically interested scientists or scientifically trained and oriented philosophers. Schlick had already anticipated some of the basic epistemological tenets of the groups in his Allgemeine Erkenntnislehre (1918; “General Theory of Knowledge”). But the philosophical outlook was sharpened and deepened when, in the late 1920s, the Viennese Positivists published a pamphlet Wissenschaftliche Weltauffassung: Der Wiener Kreis (1929; “Scientific Conception of the World: The Vienna Circle”), which was to be their declaration of independence from traditional philosophy—and, in the minds of its authors (Carnap, Hahn, and Neurath, aided by Waismann and Feigl), a “philosophy to end all philosophies.”

language and the clarification of meaning

      The basic ideas of Logical Positivism were roughly as follows: the genuine task of philosophy is to clarify the meanings of basic concepts and assertions (especially those of science)—and not to attempt to answer unanswerable questions such as those regarding the nature of ultimate reality or of the Absolute. Inasmuch as an extremely ambitious Hegelian type of metaphysics, Idealistic and absolutist in orientation, was still prevalent in the German-speaking countries, there were many who believed that the antidote was urgently needed. Moreover, the Logical Positivists also had only contempt and ridicule for the ideas of the German Existentialist (Existentialism) Martin Heidegger (Heidegger, Martin), whose interminable torment regarding such questions as “Why is there anything at all?” and “Why is what there is, the way it is?” and especially his pronouncements about Nothingness seemed to them to be not only sterile but so confused as to be nonsensical. The Logical Positivists viewed metaphysics as a hopelessly futile way of trying to do what great art, and especially poetry and music, already do so effectively and successfully. These activities, they held, are expressions of visions, feelings, and emotions and, as such, are perfectly legitimate as long as they make no claims to genuine cognition or representation of reality. What Logical Positivism recommended positively, on the other hand, was a logic and methodology of the basic assumptions and of the validation procedures of knowledge and of evaluation.

      An adequate understanding of the functions of language and of the various types of meaning is another of the fundamentally important contributions of the Logical Positivists. Communication and language serve many diverse purposes: one is the representation of facts, or of the regularities in nature and society; another is the conveying of imagery, the expression and arousal of emotions; a third is the triggering, guidance, or modification of actions. Thus, they distinguished cognitive–factual meaning from expressive and evocative (or emotive) significance in words and sentences. It was granted that, in most utterances of everyday life (and even of science), these two types of meaning are combined or fused. What the Logical Positivists insisted upon, however, was that the emotive type of expression and appeal should not be mistaken for one having genuinely cognitive meanings. In such expressions as moral (ethics) imperatives, admonitions, and exhortations there is, of course, a factually significant core; viz., regarding the (likely) consequences of various actions. But the normative element—expressed by such words as “ought,” “should,” “right,” and their negations (as in “Thou shalt not. . . .”)—is by itself not cognitively meaningful but has primarily emotional and motivative significance.

      Early statements about moral value judgments, such as those by Carnap or by A.J. Ayer (Ayer, Sir A.J.), a more radical British Positivist, seemed shocking to many philosophers, to whom it seemed that, in their careless formulation, moral norms were to be treated like expressions of taste. Equally shocking was their condemnation as nonsense (really non-sense; i.e., complete absence of factual meaning) of all moral, aesthetic, and metaphysical assertions. More adequate and delicate analyses, such as that of the American Positivist Charles Stevenson, were soon to correct and modify those extremes. By proper allocation of the cognitive and the normative (motivative) components of value statements, many thinkers rendered the originally harsh and implausible Positivist view of value judgments more acceptable. Nevertheless, there is—in every Positivistic view—an ineluctable element of basic, noncognitive commitment in the acceptance of moral, or even of aesthetic, norms.

The verifiability (verifiability principle) criterion of meaning and its offshoots

      The most noteworthy, and also most controversial, contribution of the Logical Positivists was the so-called verifiability criterion of factual meaningfulness. In its original form, this criterion had much in common with the earlier Pragmatist analysis of meaning (as in Charles Sanders Peirce and William James). Schlick's rather careless formulation: “The meaning of a [declarative sentence] is the method of its verification,” which was really intended only to exclude from the realm of the cognitively meaningful those sentences for which it is logically inconceivable that either supporting or refuting evidence can be found, was close to the Pragmatist and, later, to the operationalist slogan that may be paraphrased by: “A difference must make a difference in order to be a difference”—or (more fully explicated): only if there is a difference in principle, open to test by observation, between the affirmation and the denial of a given assertion does this assertion have factual meaning. To take the classical example from Hume's analysis of the concept of causation, there is no difference between saying “A is always followed by B” and saying “A is necessarily always followed by B.” That all effects have causes is true by virtue of the (customary) definitions of “cause” and “effect”; it is a purely formal or logical truth. But to say (instead of speaking of effects) that all events have causes is to say something factual—and conceivably false. (It should be noted that these rather crude uses of “causality” and “necessity” were later replaced by much more subtle analyses.)

      One of the most important examples that stimulated the formulation of the meaning criterion was Einstein's abandonment, in 1905, of the ether hypothesis and of the notion of absolute simultaneity. The hypothesis that there exists a universal ether, as a medium for the propagation of light (and of electromagnetic waves generally), had been quite plausible and was widely accepted by physicists during the second half of the 19th century. To be sure, there were a number of serious difficulties with the idea: the properties that had to be ascribed to the ether were difficult to conceive in a logically compatible manner; and the ether hypothesis in the last stage of its development (by the Dutch physicist Hendrik Lorentz and the Irish physicist George Fitzgerald) had become objectionable in that it sought to provide excuses for the absolute unobservability of that mysterious, allegedly all-pervasive, universal substance. Similarly, it had become impossible, except at the price of intolerably ad hoc hypotheses, to maintain the notions of absolute time and of absolute simultaneity. Thus Einstein, by eliminating these empirically untestable assumptions, was led to his special theory of relativity.

      Several important changes in the formulation of the meaning criterion took place in the ensuing decades from 1930 to 1960. The original version formulated in terms of verifiability was replaced by a more tolerant version expressed in terms of testability or confirmability. Obviously, universal propositions, such as “All cats have claws,” being only partially supportable by positive instances (one cannot examine every cat that exists), are not conclusively verifiable. Nevertheless, scientists do accept lawlike statements on the basis of only incomplete, as well as indirect, verification—which is what “confirmation” amounts to. It was in coming to this juncture in his critique of Positivism that Karl Popper (Popper, Sir Karl), an Austro-English philosopher of science, in his Logik der Forschung (1935; The Logic of Scientific Discovery, 1959), insisted that the meaning criterion should be abandoned and replaced by a criterion of demarcation between empirical (scientific) and transempirical (nonscientific, metaphysical) questions and answers—a criterion that, according to Popper, is to be testability, or, in his own version, falsifiability; i.e., refutability. Popper was impressed by how easy it is to supposedly verify all sorts of assertions—those of psychoanalytic theories seemed to him to be abhorrent examples. But the decisive feature, as Popper saw it, should be whether it is in principle conceivable that evidence could be cited that would refute (or disconfirm) a given law, hypothesis, or theory. Theories are (often) bold conjectures. It is true that scientists should be encouraged in their construction of theories—no matter how far they deviate from the tradition; it is also true, however, that all such conjectures should be subjected to the most severe and searching criticism and experimental scrutiny of their truth claims. The growth of knowledge thus proceeds through the elimination of error; i.e., through the refutation of hypotheses that are either logically inconsistent or entail empirically refuted consequences.

      Despite valuable suggestions in Popper's philosophy of science, the Logical Positivists and Empiricists continued to reformulate their criteria of factual meaningfulness. The Positivist Hans Reichenbach (Reichenbach, Hans), who emigrated from Germany to California, proposed, in his Experience and Prediction (1938), a probabilistic conception. If hypotheses, generalizations, and theories can be made more or less probable by whatever evidence is available, he argued, then they are factually meaningful. In another version of meaningfulness, first adumbrated by Schlick (under the influence of Wittgenstein's thought), the philosopher's attention is focussed on concepts rather than on propositions. If the concepts in terms of which theories are formulated can be related, through chains of definitions, to concepts that are definable ostensibly—i.e., by pointing to or exhibiting items or aspects of direct experience—then those theories are factually meaningful. This is the version also advocated by Richard von Mises (Mises, Richard von), an Austro-American mathematician and methodologist, in his Positivism (1951) and, later, more technically elaborated by Carnap, in Minnesota Studies in the Philosophy of Science, vol. 1 (1956).

Other issues

      These views of meaningfulness are essentially refinements of the doctrine of so-called protocol sentences (protocol sentence), developed in the late 1920s and early 1930s and elaborated especially by Carnap, by Otto Neurath, a polymath sociologist and philosopher, and also (with some differences) by Schlick (Schlick, Moritz). Protocol sentences, originally conceived along the lines of an interpretation, developed in the Vienna Circle, of Wittgenstein's elementary propositions, were identified as those sentences that make statements about the data of direct experience. But Neurath—and independently also Popper—warned of the danger that this doctrine might lead to subjective Idealism and recommended that it be given a rational reconstruction on an intersubjective basis. Thus, Neurath (Neurath, Otto) and Carnap preferred that a physicalistic thing-language be employed as the starting point and testing ground of all knowledge claims. Propositions in this language would describe objectively existing, directly observable states of affairs or events. Because all objective and intersubjective knowledge was seen, in such a physicalism, to rest on statements representing things and their properties, relations and ongoing processes as they are found in unbiassed, and presumedly theory-free, observation, the physicalists were thus proclaiming a first thesis of the so-called Unity of Science (Unity of Science movement) principle. Though Mach had proceeded from the basis of (neutral) immediate experience, his insistence on the unity of all knowledge and all science was retained—at least in general spirit—by the later Positivists. In this view, all classifications of the sciences, or divisions of their subject matter, were seen as artificial, valuable at best only administratively, but without philosophical justification.

      Sharply to be distinguished from this first thesis of the Unity of Science is a second that formulates a reductionism of a very different type: whereas the first thesis concerns the unity of the observational basis of all the sciences, the second proposes (tentatively) a unity of the explanatory principles of science. Reductions within physics itself, such as that of thermodynamics to the kinetic theory of heat (statistical mechanics) and of optics to electromagnetics; and, beyond that, the explanation of chemical phenomena, with the help of the quantum theory, in terms of atomic and molecular processes; and, furthermore, the progress that has been made in the physical explanation of biological phenomena (especially in the recent development of molecular biology)—all of these encourage the idea of a unitary set of physical premises from which the regularities of all of reality could be derived. But it must be admitted that, in contrast to the first thesis (which, by comparison is almost trivial), the second, being a bold conjecture about future reductions in the sciences, might well prove to be limited in the scope of its validity. The most controversial part of this reductionist ideology, however, concerns the realms of organic life and especially that of mind; it concerns, in other words, the reducibility of biology to physics and chemistry and of psychology to neurophysiology—and (though this is clearly utopian at present) of both ultimately to basic physics.

      The most serious alternative to this reducibility thesis of the Unity of Science movement is the theory of emergent evolution, according to which life or mind (or both) are genuinely novel forms of reality that could not possibly have been derived from, or predicted by, any laws or theories of the lower or earlier levels of existence.

      Historically, it may be plausible that the notorious perplexities of the traditional problem of how mind relates to body motivated both the phenomenalistic Positivists as well as the Behaviourists and physicalists. In either view, the mind–body (mind–body dualism) problem conveniently disappears; it is branded as a metaphysical pseudoproblem. The phenomenalism of Mach and the early Russell was expressed in a position called neutral monism, according to which both psychological and physical concepts are viewed as logical constructions on the basis of a neutral set of data of immediate experience. There are thus not two realities—the mental and the physical; there are merely different ways of organizing the experiential data. In the Behaviourist (behaviourism)–physicalist alternative, on the other hand, the philosopher, considering the concepts that are ordinarily taken to characterize private mental acts and processes, defines them on the basis of publicly (intersubjectively) observable features of the behaviour, including the linguistic behaviour, of man.

      The absolute privacy of mental events was first criticized, however, by Carnap and later by an Oxford Analytical philosopher, Gilbert Ryle (Ryle, Gilbert); and Wittgenstein, in an argument against the very possibility of a private language, maintained that, unless men have objective criteria for the occurrence of mental states, they cannot even begin to communicate meaningfully with each other about their direct experiences. Wittgenstein thus repudiated the traditional view according to which a man's knowledge of other persons' minds must be based on analogical inference from his own case. In a similar vein, an American psychologist, B.F. Skinner (Skinner, B.F.), tried to account for man's acquisition of subjective terms in his language by a theory of verbal behaviour. A man learns to describe his mental states, explained Skinner, from the utterances of others who ascribe these states to him by virtue of their observation of his behaviour (e.g., in the social context; or when a certain stimulus situation prevails in his environment).

      Both Carnap and Ryle have emphasized that many mental features or properties have a dispositional character. Dispositional terms, whether used in psychology or more broadly, have to be understood as shorthand expressions for test conditions—or test-result conditionals. Thus, even in ordinary life, a man appraises, for example, the intelligence of a person in the light of what he does, how he does it, how fast he does it, when confronted with various tasks or problems. Just as such physical properties as malleability, brittleness, or thermal or electrical conductivity must be defined in terms of what happens when certain conditions are imposed, so also mental dispositions are to be construed as similarly hypothetical; i.e., as (in the simplest case) stimulus–response relationships.

The later Positivism of Logical Empiricism

      Logical Positivism, essentially the doctrine of the Vienna Circle (c. 1924–38), underwent a number of important changes and innovations in the middle third of the century, which suggested the need for a new name. The designation Positivism had been strongly connected with the Comte–Mach tradition of instrumentalism and phenomenalism. The emphasis that this tradition had placed, however, on the positive facts of observation and their negative attitude toward the atomic theory and the existence of theoretical entities in general were no longer in keeping with the spirit of 20th-century science. Nevertheless, the requirement that hypotheses and theories be empirically testable, though it became more flexible and tolerant, could not be relinquished. It was natural, then, that the word “empiricism” should occur in any new name. Accordingly, retaining the term “logical” in roughly its same earlier meaning, the new name “Logical Empiricism” was coined.

The status of the formal (formal logic) and a priori

      The intention of the word “logical” was to insist on the distinctive nature of logical (logic) and mathematical (mathematics, philosophy of) truth. In opposition to Mill's view, according to which even logic and pure mathematics are empirical (i.e., are justifiable or refutable by observation), the Logical Positivists—essentially following Frege and Russell—had already declared mathematics to be true only by virtue of postulates and definitions. Expressed in the traditional terms used by Kant, logic and mathematics were recognized as a priori (a priori knowledge) disciplines (valid independently of experience) precisely because their denial would amount to a self-contradiction, and statements within these disciplines were expressed in what Kant called analytic propositions (analytic proposition); i.e., propositions that are true or false only by virtue of the meanings of the terms they contain. In his own way, the broad-ranging scholar Gottfried Leibniz (Leibniz, Gottfried Wilhelm) had seen this in the 17th century long before Kant. The truth of such a simple arithmetical (arithmetic) proposition as, for example, “2 + 3 = 5” is necessary, universal, a priori, and analytic because of the very meaning of “2,” “+,” “3,” “5,” and “=.” Experience could not possibly refute such truths because their validity is established (as Hume said) merely by the “relation of ideas.” Even if—“miraculously”—putting two and three objects together should on some occasion yield six objects, this would be a fascinating feature of those objects (rabbits, perhaps); but it would not in the least tend to refute the purely definitional truths of arithmetic.

      The case of geometry is altogether different. Geometry can be either an empirical science of natural space or an abstract system with uninterpreted basic concepts and uninterpreted postulates. The latter is the conception introduced in rigorous fashion by a late 19th-century mathematician, David Hilbert (Hilbert, David), and, still later, by a United States geometer, Oswald Veblen (Veblen, Oswald). In the axiomatizations that they developed, the basic concepts, called primitives, are implicitly defined by the postulates: thus, such concepts as point, straight line, intersection, betweenness, and plane are related to each other in a merely formal manner. The proof of theorems from postulates, and with explicit definitions of derived concepts (such as of triangle, polygon, circle, or conic section), is achieved by strict deductive inference. Very different, however, is geometry as understood in practical life, and in the natural sciences and technologies, in which it constitutes the science of space. Ever since the development of the non-Euclidean geometries in the first half of the 19th century, it has no longer been taken for granted that Euclidean geometry is the only geometry uniquely applicable to the spatial order of physical objects or events. In Einstein's general theory of relativity and gravitation, in fact, a four-dimensional Riemannian geometry with variable curvature was successfully employed, an event that amounted to a final refutation of the Kantian contention that the truths of geometry are “synthetic a priori.” With respect to the relation of postulates to theorems, geometry is thus analytic, like any other rigorously deductive discipline; but the postulates themselves, when interpreted—i.e., when construed as statements about the structure of physical space—are indeed synthetic, but also a posteriori; i.e., their adequacy depends upon the results of observation and measurement.

Developments in Linguistic Analysis (analytic philosophy) and their offshoots

      Important contributions, beginning in the early 1930s, were made by Carnap, by Kurt Gödel, a Moravian-American mathematical logician, and others to the logical analysis of language. Charles Morris, a Pragmatist concerned with Linguistic Analysis, had outlined the three dimensions of semiotics (the general study of signs and symbolisms): syntax, semantics, and pragmatics (the relation of signs to their users and to the conditions of their use). Syntactical studies, concerned with the formation and transformation rules of language (i.e., its purely structural features), soon required supplementation by semantical studies, concerned with rules of designation and of truth. Semantics, in the strictly formalized sense, owed its origin to Alfred Tarski (Tarski, Alfred), a leading member of the Polish school of logicians, and was then developed by Carnap and applied to problems of meaning and necessity. As Wittgenstein had already shown, the necessary truth of tautologies (tautology) simply amounts to their being true under all conceivable circumstances. Thus the so-called eternal verity of the principles of identity (p is equivalent with itself), of noncontradiction (one cannot both assert and deny the same proposition), and the principle of excluded middle (any given proposition is either true or false; there is no further possibility) is an obvious consequence of the rules according to which the philosopher uses (or decides to use) the words “proposition,” “negation,” “equivalence,” “conjunction,” “disjunction,” and others. Quite generally, questions regarding the meanings of words or symbols are answered most illuminatingly by stating the syntactical and the semantical rules according to which they are used.

 Two different schools of thought originated from this basic insight: (1) the philosophy of “ordinary language” Analysis (ordinary language analysis)—initiated by Wittgenstein (Wittgenstein, Ludwig), especially in his later work, and (following him) developed in differing directions in the works of Gilbert Ryle (Ryle, Gilbert) and John Langshaw Austin, both Oxford philosophers, of the Cambridge Analyst John Wisdom, and others; and (2) the ideology, essentially that of Carnap, usually designated as logical reconstruction, which builds up an artificial language (ideal language). In the procedures of “ordinary language” Analysis, an attempt is made to trace the ways in which a person commonly expresses himself. In this manner, many of the traditional vexatious philosophical puzzles and perplexities are shown to arise out of deviant uses of language. (Lewis Carroll had already anticipated some of these oddities in his whimsical manner in Alice in Wonderland. ) The much more rigorous procedures of the second school—of Tarski, Carnap, and many other logicians—rest upon the obvious distinction between the language (and all of its various symbols) that is the object of analysis, called the object language, and that in which the analysis is formulated, called the metalanguage. If needed and fruitful, this process can be repeated, in that the erstwhile metalanguage can become the object of a metametalanguage, and so on—without the danger of a vicious infinite regress.

      With the help of semantical concepts, an old perplexity in the theory of knowledge can then be resolved. Positivists have often tended to conflate the truth conditions of a statement with its confirming evidence, a procedure which has led to certain absurdities committed by phenomenalists and operationalists, such as the pronouncement that the meanings of statements about past events consist in their (forthcoming future) evidence. Clearly, the objects—the targets or referents—of such statements are the past events. Thus the meaning of a historical statement is its truth conditions; i.e., the situation that would have to obtain if the historical statement is to be true. The confirmatory evidence, however, may be discovered either in the present or in the future. Similarly, the evidence for an existential hypothesis in the sciences may consist, for example, in cloud-chamber tracks, spectral lines, or the like, whereas the truth conditions may relate to subatomic processes or to astrophysical facts. Or, to take an example from depth psychology, the occurrences of unconscious wishes or conflicts are the truth conditions for which the observable symptoms (Freudian lapses, manifest dream contents, and the like) serve merely as indicators or clues; i.e., as items of confirming evidence.

      The third dimension of language (in Morris' view of semiotic)—i.e., the pragmatic aspect—has not been as fully and formally analyzed as the other two dimensions. There is even some disagreement as to whether some of the cognitive activities (such as verifying, refuting, or interpreting), in addition to the noncognitive functions (such as the motivative and persuasive appeals), are to be included in studies of pragmatics.

      One of the most surprising and revolutionary offshoots of the metalinguistic (formal) analyses was Kurt Gödel's (Gödel, Kurt) discovery, in 1931, of an exact proof of the undecidability of certain types of mathematical problems, a discovery that dealt a severe blow to the expectations of the Formalistic school of mathematics championed by Hilbert and his collaborator, Paul Bernays. Before Gödel's discovery, it had seemed plausible that a mathematical system could be complete in the sense that any well-formed formula of the system could be either proved or disproved on the basis of the given set of postulates. But Gödel showed rigorously (what had been only a conjecture on the part of the Dutch Intuitionist L.E.J. Brouwer and his followers) that, for a large class of important mathematical systems, such completeness cannot be achieved.

      Both Carnap and Reichenbach, in their very different ways, made extensive contributions to the theory of probability and induction. Impressed with the need for an interpretation of the concept of probability that was thoroughly empirical, Reichenbach elaborated a view that conceived probability as a limit of relative frequency and buttressed it with a pragmatic justification of inductive inference. Carnap (Carnap, Rudolf) granted the importance of this concept (especially in modern physical theories) but attempted, in increasingly refined and often revised forms, to define a concept of degree-of-confirmation that was purely logical. Statements ascribing an inductive probability to a hypothesis are, in Carnap's view, analytic, because they merely formulate the strength of the support bestowed upon a hypothesis by a given body of evidence.

Current criticisms and controversies

      Logical Positivism and Logical Empiricism have from their very beginnings been subjected to searching criticisms. At first it was the verifiability criterion of meaningfulness that produced a storm of oppositions. One group of critics asked whether the criterion was meaningful in the light of its own standard. Carnap replied that the criterion itself was not intended as a factual assertion but rather as a proposal for a better and clearer use of language. Nevertheless, the Logical Empiricists felt that the (tolerant–liberal) formulation of the meaning criterion—far from being an arbitrary injunction—came rather close to what enlightened common sense, and especially the scientific attitude, intended by the difference between sense and non-sense.

      Other recent and current criticisms concern the Logical Empiricist views regarding the nature of scientific explanation, in regard to which matters are not as simple as they were originally conceived to be. Closer attention to the history of scientific theories has revealed important discontinuities, or revolutions, in the conceptual schemes of the sciences. The significant role of statistical (or probabilistic) explanations in most modern sciences, for example, is receiving increasingly sophisticated analyses.

      Nevertheless, the prevalence of scientific revolutions and anarchism or subjectivism in scientific method has been exaggerated in differing ways by several scholars. As has been conceded by all competent philosophers of science and even by the greatest scientist-philosophers of the century—Albert Einstein (Einstein, Albert), Niels Bohr, Erwin Schrödinger, and others—there is no straight logical path, no standard recipe, by which to move from the data of observation and arrive at scientific theories. It may also be admitted that, though scientific creativity has psychologically much in common with artistic creation, the criteria of appraisal are certainly quite different. And, although, from the present critical point of view, all and any scientific assertions are in principle subject to revision, it is nonetheless felt to be grotesque to deny the relative stability of the empirical laws that serve as the testing ground of alternative theories.

Herbert Feigl

Additional Reading

Literature on Classical Positivism includes J. Watson, Comte, Mill and Spencer (1895); W.M. Simon, European Positivism in the Nineteenth Century (1963); John Stuart Mill, Auguste Comte and Positivism (1865); Auguste Comte, Cours de philosophie positive, 6 vol. (1830–42; Eng. trans. and cond. by H. Martineau, The Positive Philosophy of Auguste Comte, 2 vol., 1853). For further references to the ethical views of the classical Positivists, see the bibliography of Utilitarianism in the Encyclopedia of Philosophy.Many of the original classics of Logical Positivism, both books and articles, are listed in the ample bibliography of A.J. Ayer (ed.), Logical Positivism (1959), an anthology that contains, among other important essays, Rudolf Carnap's “Psychology in Physical Language.” The early history of Viennese Positivism is well told in Victor Kraft, Der Wiener Kreis: Der Ursprung des Neopositivismus (1950, 2nd ed. 1968; Eng. trans., The Vienna Circle, 1953, reprinted 1969). Another important source is J. Joergensen, The Development of Logical Empiricism, vol. 2, no. 9 of the International Encyclopedia of Unified Science (1951). For a brief account of the European movement of Logical Positivism and its migration and impact in the United States, see H. Feigl, “The Wiener Kreis in America,” in D. Fleming and B. Baylin (eds.), The Intellectual Migration: Europe and America 1930–1960 (1969). Books, mainly in the foundations of the sciences, but also in philosophy of language and epistemology, many by the leading Logical Empiricists, are listed in the ample Bibliography and Index, in Herbert Feigl and Charles Morris (eds.), International Encyclopedia of Unified Science, vol. 2, no. 10 (1969). Of direct relevance are the major works of R. Carnap, O. Neurath, M. Schlick, P. Frank, H. Reichenbach, E. Nagel, C.G. Hempel, R. von Mises, and Charles Morris. For criticisms, those of Karl R. Popper may be used; and the intellectual autobiography of Carnap, the 26 descriptive and critical essays, and his replies, in P.A. Schilpp (ed.), The Philosophy of Rudolf Carnap (1963). For later evaluations and reactions, see P. Achinstein and S.F. Barker (eds.), The Legacy of Logical Positivism: Studies in the Philosophy of Science (1969); and Minnesota Studies in the Philosophy of Science, vol. 1–5 (1956–70).

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